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Chase · 2 days ago

Regulatory Reporting Controls, Vice President

10 S Dearborn St, Chicago, IL, 60603, US

Full-time

Onsite

Mid, Senior Level

$104K/yr - $165K/yr

6+ years exp

JPMorgan Chase & Co is a leading financial institution, and they are seeking a Vice President to support the Sarbanes-Oxley (SOX) and CCAR CFO Attestation Program control frameworks for the Commercial & Investment Bank. The role involves ensuring effective controls for critical reporting, collaborating with diverse teams to enhance the financial reporting control environment, and managing projects while overseeing junior staff members.

BankingFinancial Services

Responsibilities

Analyze critical financial data and control metrics and perform detailed risk and control assessments

Partner with groups outside of finance (i.e., Operations, Risk, Compliance, and Technology) to influence enhancements that strengthen the financial reporting control environment and improve operational efficiency

Prepare analysis and slides for quarterly presentations to support CIB senior management’s CCAR and SOX attestations

Stay current with evolving industry and regulatory changes and analyze their impact on external reporting processes and compliance

Coordinate SOX/CCAP program deliverables with firmwide and cross-functional partners

Leverage tools such as Tableau and Alteryx to perform data analysis on CIB portfolios

Meet frequently with Internal and External Audit and SOX teams to ensure proper coverage and eliminate duplication of efforts

Manage projects and oversee junior staff members, providing guidance and support to ensure successful project execution and professional development

Serve as the primary coordinator with external audit, facilitating communication and collaboration to ensure alignment and compliance with requirements

Qualification

AuditingAccountingInternal ControlExternal ReportingData AnalysisRegulatory ReportingMS Office ProficiencyLeadership SkillsCommunication SkillsProblem Solving

Required

At least 6+ years of experience in Auditing, Accounting, Internal Control, and/or External Reporting

Comprehensive understanding of the CIB business and its regulatory environment

Experience and advanced skills in presenting to senior leaders

Advanced-level proficiency in MS Office tools (Excel, Pivot Tables, Access, VBA, PowerPoint)

Proficiency with data profiling and data analysis toolsets/visualization, e.g., Alteryx, Xceptor, databases, SQL, or similar query language, and dashboard creation using Tableau

Knowledge of Regulatory/SEC reporting, including but not limited to 10K, FR Y-14Q, Y-9C, CECL, and related requirements

Preferred

Commercial & Investment Bank Markets experience preferred; candidates with operational and/or control management experience in other areas may be considered, but the this role will focus on investment banking markets products and businesses

CPA and/or equivalent professional degree (Bachelor's or Master's in Accounting/Finance/Business/Economics) preferred

Leadership skills to own initiatives and projects end-to-end, developing execution plans and following through to completion

Ability to respectfully challenge the status quo and raise issues timely with flexibility to work under pressure to meet changing work requirements and strict deadlines

Capability to understand the big picture while maintaining a detailed focus on reporting requirements

Effective at building relationships across functional teams with excellent verbal and written communication skills, and the ability to present complex and sensitive issues to management concisely and persuasively

Proven skills in identifying and solving control issues that may impact reporting