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Kovack Financial Network · 23 hours ago

Chief AML Compliance Officer (Chief AMLCO)

Fort Lauderdale, FL

Full-time

Hybrid

Lead/Staff, Director/Executive

5+ years exp

Kovack Financial Network is a firm specializing in empowering independent financial professionals. They are seeking a Chief AML Compliance Officer to oversee Anti-Money Laundering compliance efforts, develop policies, conduct risk assessments, and liaise with regulatory bodies.

AdviceFinanceFinancial ServicesImpact Investing

Responsibilities

Develop, implement, and maintain the AML/CTF compliance framework in accordance with BSA, FinCEN, OFAC, FATF, and applicable domestic and international regulations

Serve as the designated BSA/AML Officer under applicable laws and regulatory requirements

Conduct and lead enterprise-wide AML risk assessments, ensuring appropriate risk-based controls are in place

Oversee the SAR/STR process, including review, approval, and timely filing with relevant authorities

Manage transaction monitoring and sanctions screening systems; ensure optimization and proper escalation of alerts

Provide senior management and the Board with regular reporting on financial crime risk exposures and program effectiveness

Represent the firm during regulatory examinations, audits, and inquiries

Oversee the firm-wide AML/CTF training program to ensure awareness and compliance across all business units

Maintain and update AML policies, procedures, and internal controls in line with regulatory changes and emerging risks

Lead, develop, and mentor a high-performing AML compliance team

Qualification

AML/CTF complianceRegulatory knowledgeLeadership experienceCAMS CertificationBilingual in SpanishBilingual in ChineseInterpersonal skillsCommunication skillsCross-functional collaboration