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Capital One · 1 day ago

IT SOX Risk Principal Associate, SOX Advisory Team

Richmond, VA

Full-time

Onsite

Mid Level

$131K/yr - $150K/yr

3+ years exp

Capital One is a dynamic and innovative firm focused on diversity and inclusion. They are seeking a SOX Technology and Data Risk Principal Associate to provide guidance on risk management principles and support the Sarbanes Oxley (SOX) program with respect to data integrity and technology controls.

BankingCredit CardsFinanceFinancial Services

Comp. & Benefits

No H1B

Responsibilities

Assist in guiding multiple customer stakeholders through our robust risk management framework including scoping, risk assessment, control design, testing, deficiency analysis, reporting and certification

Assist in advising business process performers, risk offices, internal auditors and accountable executives on emerging data and technology risks and communicate identified risks or issues and recommended remediation actions to these stakeholders

Support technology and business transformation, including assessing potential control changes that may be required as we embrace cloud capabilities to enhance our financial reporting and risk management practices

Perform analysis, capture and report control performance metrics and assist in preparing quarterly stakeholder reporting

Interpret and communicate program and control information to various stakeholders including identified risks or issues and recommended remediation

Develop a high level of knowledge around reporting compliance, risk management, and evolving industry changes and understand the broader context of implication of reporting risks affecting the company

May support or perform substantive testing procedures, including, but not limited to, identifying and defining issues, reviewing and analyzing transactional evidence, documenting target area processes and procedures, and recommending remediation

Qualification

Internal ControlsData Risk ManagementRisk ManagementAuditIT General ControlsControl EvaluationAWS Certified Solutions ArchitectCertified Internal AuditorStakeholder ManagementCommunication Skills