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RSM US LLP · 1 day ago

Senior Associate, Risk Consulting (AML/Model Validation)

Charlotte, NC

Full-time

Onsite

Mid, Senior Level

$74K/yr - $140K/yr

2+ years exp

RSM US LLP is the leading provider of professional services to the middle market globally, empowering clients to realize their full potential. The Senior Associate will lead and deliver regulatory compliance internal audits, assessments, and model validations at client locations within financial institutions.

AccountingConsultingFinancial Services

Growth Opportunities

No H1B

Responsibilities

Work individually or as part of a team to execute model validation activities and testing against BSA/AML and OFAC models, including assessing risks related to model design, data, output, and governance

Demonstrate expertise in BSA/AML and OFAC including BSA/AML and OFAC laws and regulations as well have some experience and understanding of how to apply requirements in financial service environment

Identify risks, assess mitigating controls, and make recommendations on improving the control environment

Participate in the development and maintenance of testing documentation, procedures and tools to automate and standardize validation processes

Contribute to strong client relationships through positive client support and sound expertise

Participate in ongoing training programs to maintain and grow knowledge in BSA/AML and OFAC regulations and industry best practices

Qualification

BSA/AML expertiseModel ValidationRegulatory ComplianceActimize familiarityCAMS certificationProject ManagementCommunication skillsProblem-solving

Required

Bachelor's or Master's Degree in Accounting, Finance or related field

The individual must possess strong communication skills and the ability to manage multiple tasks while ensuring that they meet internal and external deadlines

Proficiency in word processing, spreadsheet, and presentation creation tools

Familiarity with Actimize, FIS Prime, or Verafin systems

Minimum 2 years of AML, Regulatory Compliance and/or Model Validation experience in financial institutions

Preferred

CAMS, CFE, ACFCS certifications

Experience working with or for the FRB, OCC, FDIC, NYDFS or other regulatory agency Effective verbal, written and interpersonal communication skills

Ability to work independently and collaboratively in a team setting

Strong project management skills including demonstrating flexibility in prioritizing and completing workloads to meet deadlines and work objectives

Creative problem-solving abilities and ability to interpret information and regulatory requirements in order to advise clients on compliance issues by implementing sound solutions

Benefits

Flexibility in your schedule

Discretionary bonus based on firm and individual performance

Company

RSM US LLP

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Founded in 1926

Chicago, Illinois, USA

10001+ employees