Vanguard ยท 1 day ago
Senior Compliance Advisor
Malvern, PA
Full-time
Hybrid
Senior Level
5+ years expVanguard is a mission-driven organization focused on the long-term financial wellbeing of its clients. The Senior Compliance Advisor will develop and implement innovative compliance oversight programs and collaborate with partners to mitigate compliance risks.
FinanceFinancial Services
No H1B
Responsibilities
Advises business units and liaises with stakeholders and risk partners
Manages regulatory visits, inquiries, and investigations; guides mitigation of compliance risks
Directs design and upkeep of compliance policies and procedures, and supports new standards
Implements corrective actions to resolve issues
Oversees operational efficiency and sets measurable standards using available resources
Acts as a compliance expert
Contributes to special projects and other assigned duties
Qualification
Required
Minimum of five years related work experience, with at least two years within a financial services compliance function
Undergraduate degree or equivalent combination of training and experience
Company
Vanguard
Check is a client-owned investment company that offers low-cost mutual funds, ETFs, advice, and related services.
Founded in 1975Kelayres, Pennsylvania, USA
10001+ employees
Funding
Current Stage
Late StageTotal Funding
unknownKey Investors
ic@3401
2017-03-31Non Equity Assistance
Leadership Team
Salim Ramji
Chief Executive Officer
Andrew Maack
Principal, Head of US Equity Index Portfolio Management
Recent News
2025-09-05
2025-03-15
Company data provided by crunchbase