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Ashton Thomas Private Wealth · 1 day ago

Senior Registered Client Service Associate

Boston, MA

Full-time

Onsite

Mid, Senior Level

3+ years exp

Ashton Thomas Private Wealth is seeking a Senior Registered Private Wealth Client Associate to join their growing Boston team. This role is ideal for an experienced professional who will deliver exceptional client service and support Financial Advisors in a high-touch private wealth environment.

Financial Services

Responsibilities

Serve as a primary point of contact for high-net-worth clients

Manage complex client service requests with accuracy and follow-through

Onboard new client accounts, ensuring complete and compliant documentation

Provide trade support at the direction of the Financial Advisor (as applicable and with proper licensing)

Maintain accurate client records and support regulatory requirements

Proactively educate clients on firm services, digital tools, and cash management solutions

Support Financial Advisors with advanced administrative and operational needs

Assist with client events and marketing initiatives in coordination with the Marketing team

Participate in firm initiatives, training, and ongoing professional development

Qualification

Active SIESeries 7Series 65Wealth management experienceClient service skillsRIA operations knowledgeCustodiansOrganizational skillsCommunication skillsThrive in fast-paced environment

Required

3+ years of experience in wealth management, RIA, or financial advisory environment

Active SIE, Series 7, and Series 65 required

Experience working with custodians such as Pershing

Strong understanding of client service and RIA operations

Exceptional organizational, communication, and client service skills

Ability to thrive in a fast-paced, evolving environment

Benefits

401(k)

Health

Dental

Vision

PTO

Company

Ashton Thomas Private Wealth

Ashton Thomas Private Wealth is a diversified financial advisory firm committed to a culture of excellence, integrity, and respect in every aspect of its business.

Founded in 2010

Scottsdale, Arizona, US

51-200 employees