TD · 1 day ago
Sr Risk Analyst Governance & Control (US)-2
TD is one of the world's leading global financial institutions, and they are seeking a Senior Risk Analyst Governance and Control to manage and monitor enterprise risk governance frameworks. The role involves developing a policy management framework and advising on industry practices and regulatory requirements.
BankingFinanceFinancial ServicesWealth Management
Responsibilities
Contributes to the design and maintenance of a policy governance framework
Leads and supports Sr. Mgr. in several Enterprise Risk Mgt (ERM) initiatives
Analyzes differences in policy management approaches internally and identify leading practices for financial institutions
Identifies good industry practice for formalization in Policy Framework
Develops an implementation strategy and delivers appropriate implementation of Policy Framework activities across the organization
Develops process for review and appropriate monitoring and reporting
Acts as the subject matter expert in assessing risk and risk mitigation associated with the preparation and submission of financial reports to regulatory agencies, including financial statements, risk exposure, customer information, and transaction details
Supports the development and maintenance of the Managerial Governance Framework
Acts as a central expert regarding risk governance and consult with others and advise business and corporate segments regarding good industry practice
Stays apprised of industry leading practices and applicable regulatory expectations
Leads role in updating, and then managing, the maintenance of an Enterprise Risk Management Framework and updates and manages the related major risk identification process to maintain TD's risk inventory
Provides ongoing governance training and education related to the frameworks to Risk Management and business partners
Support of risk related mandates and charters
Other activities related to the above and assigned to the position from time to time by the VP Governance and Control
Qualification
Required
4 year degree
5+ years relevant industry or risk management experience and/or accreditation
Strong knowledge of financial regulations and reporting standards, such as US GAAP
Working knowledge of COSO (The Committee of Sponsoring Organizations of the Treadway Commission) framework and internal controls programs
Leadership & management skills aligned to TDs expectations
Conceptual and practical thinking and implementation skills
Excellent verbal skills, both oral and written
Confidence and ability to uphold standards and influence partners
Process design and analysis skills
Time management and multi-tasking skills
Research, analysis and judgement skills
Initiative and relationship building and facilitation skills
Preferred
Proficient in Microsoft products – Excel, Word, Planner, Power Point …, Archer / Service Now and Tableau
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Company
TD
The Toronto-Dominion Bank & its subsidiaries are collectively known as TD Bank Group (TD).
Funding
Current Stage
Late StageTotal Funding
$65MKey Investors
U.S. Department of the Treasury
2023-10-03Grant· $65M
Leadership Team
Recent News
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