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IMC Trading · 1 day ago

Compliance Data Analyst

Chicago, United States

Full-time

Onsite

Entry, Mid Level

$80K/yr - $115K/yr

2+ years exp

IMC is a global trading firm that focuses on providing essential liquidity in financial markets. As a Compliance Data Analyst, you will manage compliance data support and analysis functions, ensuring the firm remains compliant while collaborating with cross-functional teams to enhance efficiency and quality.

Financial Services

Growth Opportunities

No H1B

Responsibilities

Partner with Compliance officers to drive IMC's regulatory vision and compliance efforts

Design, build, and maintain trade surveillance applications and data ETL pipelines in Python

Support internal and external compliance surveillance tools

Monitor and troubleshoot data pipelines for data availability and fidelity

Operational support for key external Compliance Data Reporting platforms (e.g., Consolidated Audit Trail, MIFID Transaction Reporting, Futures Audit Trail)

Maintain detailed, accurate, and organized documentation of execution of the Firm's processes and procedures

Work closely with traders and developers to automate compliance functions

Assist in investigating compliance data issues, responding to data requests, audits, and regulatory exams, including trade data review and analysis

Collaborate with compliance teams in other regions where applicable

Balance immediate risk and compliance exposure with the longer-term needs of the firm

Qualification

PythonSQLData analysisData visualizationLinux shell commandsDockerKubernetesAnalytical skillsFinancial industry knowledgeProblem-solvingOrganizational skillsTime-managementCommunication skillsTeamworkAttention to detailOwnership

Required

Strong skills in Python and SQL, with experience using data analysis and visualization tools such as pandas, Polars, PySpark, Jupyter, and Plotly

Strong proficiency in Python and SQL

Comfortable with Linux shell commands, scripting, and Git

Experience with Docker and Kubernetes

Familiarity with agentic coding tools

Experience with data visualization and dashboard platforms

Experience querying TB-scale datasets and solving data-driven problems (Hadoop experience a plus)

Strong analytical, problem-solving, organizational, and time-management skills, with exceptional attention to detail

Ability to communicate complex concepts clearly to both technical and non-technical stakeholders

Demonstrated ownership and accountability for deliverables

Basic understanding of the financial industry

Experience with meeting business requirements for regulatory requests, audits, examinations, and investigations a plus

Ability to work independently as well as with others in a small team

2+ years of experience working for a proprietary trading firm, exchange, regulatory organization, broker dealer, futures commission merchant, or similar organization

A Bachelor's degree with a financial or technical focus; Master's degree a plus

FINRA Series License SIE and 57 will be required within 1 year of employment