Gottfried & Somberg Wealth Management · 1 day ago
Associate Analyst
Glastonbury, CT
Full-time
Onsite
Entry Level
$65K/yr - $75K/yr
1+ years expGottfried & Somberg Wealth Management (GSWM) is an independent wealth advisory firm managing approximately $2.4 billion in client assets. They are seeking a motivated Associate Analyst to support wealth advisors with research, analysis, reporting, and trading support to help clients achieve their financial goals.
AdviceFinanceFinancial ServicesWealth Management
No H1B
Responsibilities
Gather statements provided by new and existing clients, and enter data into planning software
Initiate conference calls with new and existing clients and third-party companies to obtain data about current insurance policies, annuities and investment accounts or to execute an account transfer/rollover
Use MoneyGuidePro, other planning software and propriety spreadsheets to create financial statements and projections, run Monte Carlo analyses, and illustrate how to consolidate investments with our firm
Monitor and periodically update financial and retirement plans
Attend new and existing client meetings, take notes, create summary letters and perform necessary follow-up
Work with a team of two Senior Investment Analysts to support portfolio management
Conduct investment research as needed and generate accurate reports for meetings
Analyze investments using Morningstar®, Riskalyze and other tools
Source investment analysis and reports using COMMUnity Link®, Morningstar, and third-party vendors
Perform quantitative and qualitative analysis with reliably sourced data
Research new products and services that will enhance client relationships or fulfill clients’ short- and long- term financial needs
Maintain model portfolios and manage client accounts within the Model Management platform
Gather, organize, and submit data for share class conversions
Remain up to date on industry developments by reading trade journals and other publications, especially Barron’s
Attend teleconferences, educational events and seminars
Comply with all FINRA, SEC and Commonwealth regulations; satisfy continuing education requirements towards all licenses and certifications as needed
Qualification
Required
1–2 years of relevant work experience in financial services, investment analysis, wealth management, or a related field
Four-year degree from an accredited college or university
SIE, Series 7 and Series 63 licenses, or ability to obtain all required licenses within the first six months of hire
Ability to work onsite five days per week in Glastonbury, Connecticut
Professional behavior according to the GSWM Employee Manual. Observe and honor GSWM core values of Integrity; Genuine Relationships; Excellence in All We Do; Continuous Self Improvement, Positivity, and Empathy
Establish and maintain cooperative working relationships with the team. Work collaboratively to retain existing client base as well as grow client base
Superb attention to detail
Excellent time management and multi-tasking skills to manage multiple deadlines and complete projects with precision
Possess a growth mindset and demonstrate initiative by being willing to take on new responsibilities, take charge of a responsibility without being asked, or make suggestions for improvements
Remain up to date on industry developments. Regularly review our broker/dealer's news items and technology updates
Develop high-level understanding of roles and responsibilities of each office position
Comply with all SEC and broker/dealer regulations; satisfy continuing education requirements
Company
Gottfried & Somberg Wealth Management
Gottfried & Somberg Wealth Management provides financial advisory services to individuals and organizations.
11-50 employees
Funding
Current Stage
Early StageLeadership Team
Melissa Etheridge
Chief Operating Officer
Company data provided by crunchbase