Truist · 2 days ago
Senior Risk Advisory Manager Public Finance / Municipal Securities - FINRA
New York, NY
Full-time
Onsite
Senior Level, Lead/Staff
$140K/yr - $200K/yr
8+ years expTruist is a financial services company seeking a Senior Risk Advisory Manager for their Public Finance and Municipal Securities division. This role involves leading a team to identify, mitigate, and manage risks while supporting the execution of enterprise risk programs.
BankingFinanceFinancial Services
Responsibilities
Engage in risk management activities with the line of business, proactively identifying existing and emerging risks, evaluating the significance of the risks, and providing support in managing acceptance or mitigation of the identified risks
Responsible for executing the responsibilities of various operations and enterprise risk programs in accordance with the program requirements (i.e. Risk control self-assessments, issues management)
Assist business line leadership with identifying, assessing, controlling, mitigating, and communicating risks associated with business processes and decisions. Provide oversight and governance to the assigned business unit regarding its control environment
Support the business in the development of Key Performance Indicators (KPIs) and Key Risk Indicators (KRIs)
Provide risk management support and oversight for change activities (both business and regulatory change)
Provide oversight and support for open risk, audit, and regulatory issues. Evaluate the root cause, the corrective action plans and work with business partners and Wholesale Business Unit Risk team to successfully implement and document remediation
Support the business for all audit and regulatory exam engagements
Communicate with assigned business unit’s leadership regarding activities, trends, and events pertaining to risk, regulatory, audit and loan review activities. Promote various risk initiatives and their supporting metrics
Work alongside the Wholesale Business Unit Risk team in executing and supporting all risk program activities as defined in policy
Coach and develop risk professionals within the Wholesale Business Unit Risk Team
Qualification
Required
Bachelor's degree in Business, Finance or science/academic field, or equivalent education and related training or experience
8+ years of risk management experience in financial services or related field
6+ years of leadership experience
Subject matter expertise in assigned/specified line of business
Broad risk and regulatory knowledge with an emphasis on: Credit, Market, Liquidity, Compliance, Operational, Reputation and Strategic Risks
Strong leadership and communication skills
Ability to think critically and strategically, multi-task, and drive change
Strong quantitative, governance, and analytic abilities. Ability to provide effective challenge to senior leaders and business partners
Demonstrated proficiency in basic computer applications, such as Microsoft Office software products
Ability to travel, occasionally overnight
Preferred
Master's degree in finance or equivalent science/academic field
Strongly preferred: FINRA Series 7, 52, 53
Strong knowledge of trading floor rules and regulations, order management systems, transaction execution workflows from input through settlement
Strong knowledge of trade reporting and pre and post trade controls with ability to point out gaps in the control environment and create new actionable controls and solutions to remediate gaps
Broad risk and regulatory knowledge with an emphasis on Non-Financial Risks. (Compliance, Operational, Reputational, Strategic Risks)
Knowledgeable of Credit, Market and Liquidity risks
Benefits
Medical
Dental
Vision
Life insurance
Disability
Accidental death and dismemberment
Tax-preferred savings accounts
401k plan
Vacation
Sick days
Paid holidays
Defined benefit pension plan
Restricted stock units
Deferred compensation plan
Company
Truist
Truist is the sixth-largest commercial bank in the U.S.
10001+ employees
H1B Sponsorship
Truist has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (313)
2024 (247)
2023 (288)
2022 (275)
2021 (278)
2020 (270)
Funding
Current Stage
Late StageTotal Funding
unknown2021-01-01Seed
Leadership Team
Michael Maguire
Chief Financial Officer
James Cordovana
SVP of Cloud Security Enterprise Architect
Recent News
Maryland Daily Record
2026-01-03
Company data provided by crunchbase