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Regions Bank · 1 day ago

Business Unit Compliance Analyst

Birmingham, AL

Full-time

Onsite

Mid Level

$54K/yr - $70K/yr

4+ years exp

Regions Bank is dedicated to providing a career-oriented environment for its associates. The Business Unit Compliance Analyst role focuses on ensuring compliance with rules and regulations within business unit activities, conducting research on laws, and assisting in the development of policies and procedures.

BankingInsurance

Responsibilities

Maintains a proficient knowledge of rules and regulations and their impact on products, services, and operations for a specific line of business

Conducts research of laws and regulations that impact the business unit compliance to include partnering with the second line of defense to assess new laws and regulations or changes to existing laws and regulations and how they impact the business group

Researches potential violations to determine potential compliance needs and escalates issues as needed for resolution

Reviews processes and procedures to identify gaps or potential issues

Assists with the administration of a monitoring and testing program to ensure effective compliance with all applicable laws and regulations

Assists with gathering information requested by regulatory agencies

Assists with the development of business group policies and procedures

Qualification

Compliance knowledgeResearchAnalysisMicrosoft Office proficiencyQuality Assurance/ControlSaaS knowledgeTeam collaborationVerbal communicationWritten communicationOrganizational skillsSelf-motivation

Required

High School Diploma or GED and four (4) years of related work experience

Or Bachelor's degree in Business, Finance, Audit or related field

Ability to learn additional systems as needed

Ability to research, analyze data, and derive facts

Ability to work in a team environment when applicable

Proficiency in Microsoft Office (Excel, Word, PowerPoint, Outlook, etc.)

Strong verbal, written communication, and organizational skills

Strong work ethic and self-motivation

Preferred

Master's degree

Experience in Compliance, Quality Assurance/Control, Audit, or other related compliance function specific to a line of business

Working knowledge of SaaS preferred

Benefits

Paid Vacation/Sick Time

401K with Company Match

Medical, Dental and Vision Benefits

Disability Benefits

Health Savings Account

Flexible Spending Account

Life Insurance

Parental Leave

Employee Assistance Program

Associate Volunteer Program

Company

Regions Bank

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Regions Financial Corporation is a member of the S&P 500 Index and is one of the nation’s largest full-service providers of consumer and commercial banking, wealth management, and mortgage products and services.

Founded in 1971

Memphis, Tennessee, USA

10001+ employees