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eTeam · 1 month ago

GBM - Equities Franchise - Operations – Analyst

Salt Lake City, UT

Full-time

Onsite

New Grad, Entry Level

Confidential company is seeking an Analyst for their GBM - Equities Franchise - Operations team. The role involves managing counterparty risk through electronic confirmations and ensuring compliance with trade details, while collaborating closely with internal teams and clients.

Information Technology

Growth Opportunities

H1B Sponsor Likely

Responsibilities

To mitigate Economic Affirmation risk in Equities, ensuring trade details are affirmed within department guidelines

Mitigate the risk of any key economic differences between both GS and Client's bookings

Ensures discrepancy resolution for any disputes raised by the clients on our confirmations in a timely manner

Review and resolve discrepancies raised by clients on our confirmations

Review of incoming counterparty documents and works with the counterparties to agree the confirmation templates to be executed

Highlighting all discrepancies raised by clients promptly and working with Trading and Sales to ensure the trade has been accurately booked

Follow up with clients on execution of Legal confirmation and electronic matching of trades

Ensure risk is mitigated for trades categorized as critical and high priority

Escalate outstanding trades in Critical category risk to senior management

Set strategy and direction for tech and workflow initiatives that will improve execution process and mitigate risk efficiently

Assist with reporting and presentations that articulate the overall compliance metrics, story, and strategy

Work directly with the line teams to identify non-compliant themes and patterns and improve execution timelines

Work closely with Ops Senior Management, Sec Div Compliance, and Sales PMDs in the Securities Division to develop and execute on firmwide compliance strategy

Set strategy and direction for the team that will improve compliance rates

Work directly with the line team to ensure risk is mitigated via Affirm and Confirmation process for EQD derivative trade confirmations

Demonstrate technical judgment and accuracy by ensuring the team understands the economics of the trade and verify the accuracy in the firm’s booking systems

Mitigate risk through maintaining accuracy and procedural conformity

Assist in the resolution of any exceptions that may arise in a timely manner

Proactively partner with internal groups (sales, trading, compliance) to execute EQD confirmations

Qualification

RiskControls understandingMicrosoft ExcelQuantitative data analysisAttention to detailProblem solvingLeadership skills

Required

Understanding of risk and controls required to support derivative transactions

Contributes to the effectiveness of the team by working closely with colleagues by sharing information, skills, and responsibilities

Excellent attention to detail and accuracy

Effective problem solver

Takes actions to ensure that controls are in place and procedures are followed

Strong Microsoft Excel skills

Skilled at gathering and analyzing quantitative data to guide decision-making

Demonstrates strong leadership skills, ability to gather stakeholder support for initiatives across teams and see them through to execution

Bachelor's Degree required

Company

eTeam

Glassdoor4.0

eTeam is a staffing agency that also provides payrolling services.

Founded in 1999

Somerset, New Jersey, USA

501-1000 employees

http://www.eteaminc.com

H1B Sponsorship

eTeam has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

Distribution of Different Job Fields Receiving Sponsorship

Represents job field similar to this job

Trends of Total Sponsorships

2025 (36)

2024 (205)

2023 (11)

2022 (7)

2021 (24)

2020 (25)