Capital Markets & Securities Attorney - Growing, Entrepreneurial Boutique jobs in United States
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Platinum Legal Search Group, LLC ยท 1 day ago

Capital Markets & Securities Attorney - Growing, Entrepreneurial Boutique

Platinum Legal Search Group, LLC is an entrepreneurial, growing boutique corporate and securities law firm seeking an experienced Capital Markets & Securities Attorney to join its fast-paced team. The role involves advising clients on a variety of sophisticated transactions including public offerings and mergers & acquisitions while ensuring compliance with relevant securities laws.

Law Practice
Hiring Manager
Bonnie B Maier
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Responsibilities

Advise clients on public and private offerings of equity, debt, and convertible securities
Prepare and review SEC filings including registration statements, prospectuses, and periodic reports
Ensure compliance with the Securities Act of 1933 and the Exchange Act of 1934
Support clients in navigating uplisting processes from OTC to NASDAQ/NYSE
Counsel clients on corporate governance, fiduciary duties, and compliance matters
Coordinate with investment banks, funds, and placement agents in capital markets transactions
Experience running deals

Qualification

Juris Doctor (JD)Capital markets experienceSEC reporting obligationsLegal drafting skillsAnalytical skillsNegotiation skillsProject management

Required

Juris Doctor (JD) from an accredited law school
Minimum 8 years of experience handling capital markets and securities law matters
Strong familiarity with SEC reporting obligations
Excellent legal drafting, analytical, and negotiation skills
Ability to handle multiple projects under tight deadlines

Preferred

Experience advising small- and mid-cap public companies
Experience with exchange listing requirements and uplisting strategy

Company

Platinum Legal Search Group, LLC

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Platinum Legal Search Group is one of the worlds most exclusive Legal / Lateral Search recruiting firms.

Funding

Current Stage
Early Stage
Company data provided by crunchbase