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Bitwise Asset Management · 1 day ago

Fund Compliance Manager

San Francisco, CA

Full-time

Onsite

Senior Level

$145K/yr - $185K/yr

5+ years exp

Bitwise Asset Management is a leading firm in the rapidly evolving crypto market, managing a diverse range of investment solutions. The Fund Compliance Manager will oversee the investment compliance function for the firm's expanding suite of funds, ensuring adherence to regulatory rules and investment mandates while developing scalable compliance controls as the firm grows.

BlockchainCryptocurrencyFinancial ServicesSoftware

Growth Opportunities

No H1B

Responsibilities

Routinely monitor all investment portfolios to ensure continuous compliance with mandates, including asset type restrictions, concentration limits, leverage controls, and issuer exposure limits. Proactively communicate with the CCO regarding any compliance matters that arise and work with the CCO to develop solutions

Own the daily monitoring, research, and resolution of BNY-provided Compliance Issues Logs, requiring consultation with the CCO, Portfolio Management (PM) team, the Research team, and external partners (e.g., Vident, ETC) to document decisions

As part of the Legal and Compliance team, take full ownership of translating complex fund governing documents and regulatory restrictions into precise compliance rules for new fund launches and fund amendments

Instruct BNY Mellon on necessary compliance rule applications, review the BNY-provided Compliance Summary Matrix for fund launches, and identify/resolve any coding mistakes

As part of the Legal and Compliance team, lead the effort to professionalize and scale compliance controls to manage a growing fund count (33+ funds), reducing reliance on PM Team for these specialized functions

Qualification

Regulatory compliance expertiseInvestment Advisers Act knowledgeCompliance testing experienceCode of Ethics administrationLegal compliance operationsBachelor's degreeIACCP® designationProject management

Required

Five years of demonstrated history of expertise in regulatory compliance, with experience revising compliance policies and conducting rigorous compliance testing

Bachelor's degree in business, finance, or other related field, or equivalent work experience

Proven ability to manage legal and compliance operations projects end-to-end

Experience administering Code of Ethics programs and managing implementation processes, including OMS and PMS coding

Strong knowledge of the Investment Advisers Act, FINRA rules, and other applicable financial regulations