VARITE INC · 1 day ago
Audit and Compliance Manager
New York, NY
Contract
Onsite
Senior Level
$54.26/hr - $56.81/hr
7+ years expVARITE INC is an award-winning minority business enterprise providing global consulting and staffing services. They are seeking an Audit and Compliance Manager to develop and refine control inventories, draft audit program outlines, and manage project status reporting while ensuring compliance with regulations.
Information Technology & Services
Responsibilities
Develop and refine Reg W and Reg K control inventories, leveraging provided documentation and audit evidence
Draft and finalize audit program outlines and templates for Reg W and Reg K
Integrate audit walkthroughs and fieldwork outputs into the refinement of inventories, audit programs, and gap/enhancement logs
Capture and incorporate gaps and enhancements identified from audit observations into the coverage strategy
Develop a multi-year coverage strategy, training modules, and a final handover package
Deliver all outputs in accordance with the project phases and milestones outlined below
Project management and status reporting, including the development of a detailed project plan, management templates, and periodic status reports
Documentation review and mapping of regulations to relevant legal entities, business and functional areas, and controls
Development and finalization of Reg W and Reg K control inventories (using Client -provided documentation and audit evidence)
Audit program templates for Reg W and Reg K
Multi-year coverage strategy
Training materials and knowledge-sharing sessions for audit teams
Integration of audit evidence (walkthroughs and fieldwork) into all deliverables
Maintenance of a gap/enhancement log derived from audit observations
Timely escalation of any delays in documentation or resource availability to avoid impact on audit timelines
All work to be performed on-site at offices; remote work and subcontracting are not permitted
Qualification
Required
7+ years' experience required
Digital: Internal Auditing
Develop and refine Reg W and Reg K control inventories, leveraging provided documentation and audit evidence
Draft and finalize audit program outlines and templates for Reg W and Reg K
Integrate audit walkthroughs and fieldwork outputs into the refinement of inventories, audit programs, and gap/enhancement logs
Capture and incorporate gaps and enhancements identified from audit observations into the coverage strategy
Develop a multi-year coverage strategy, training modules, and a final handover package
Deliver all outputs in accordance with the project phases and milestones outlined
Project management and status reporting, including the development of a detailed project plan, management templates, and periodic status reports
Documentation review and mapping of regulations to relevant legal entities, business and functional areas, and controls
Development and finalization of Reg W and Reg K control inventories (using Client-provided documentation and audit evidence)
Audit program templates for Reg W and Reg K
Multi-year coverage strategy
Training materials and knowledge-sharing sessions for audit teams
Integration of audit evidence (walkthroughs and fieldwork) into all deliverables
Maintenance of a gap/enhancement log derived from audit observations
Timely escalation of any delays in documentation or resource availability to avoid impact on audit timelines
All work to be performed on-site at offices; remote work and subcontracting are not permitted
Company
VARITE INC
VARITE has a definite spirit.
1001-5000 employees
Funding
Current Stage
Late StageLeadership Team
Adarsh Katyal
President & CEO
Sue Patel Arora
Vice President Of Strategic Partnerships
Company data provided by crunchbase