The Depository Trust & Clearing Corporation (DTCC) · 1 day ago
Auditor I
Jersey City, NJ
Full-time
Hybrid
Mid Level
4+ years expThe Depository Trust & Clearing Corporation (DTCC) is at the forefront of innovation in the financial markets, committed to employee growth and success. The Auditor I role focuses on executing audit planning and fieldwork, ensuring tasks are completed on time and within budget to evaluate the effectiveness of controls.
FinanceFinancial ExchangesFinancial ServicesInformation Technology
Responsibilities
Assists with the planning of audits and completes risk focused fieldwork on time and within the allocated budget, notifying the lead auditor promptly of issues that arise or when budgets or timelines are at risk. Formulates control issues that are not accurately designed or are not operating optimally
Independently prepares work papers that align with IAD policies & procedures and support the audit conclusion. Demonstrates a strong understanding of IAD policies & procedures, particularly work paper documentation standards
Validates the completion of issues under the guidance of a supervisor and works closely with auditees to verify timely progress and closure of issues and underlying remediating actions
Participates in executing continuous monitoring tests
Bring specific expertise in one or more subject areas (e.g., Risk, Quantitative Analysis) to advise supervisors on risk and internal control. Participate in selecting continuous improvement initiatives
Seeking opportunities to develop & broaden skills and knowledge of audit and subject matters. Seeks feedback for improvement and effectively applies that feedback to continuously improve
Demonstrates a strong commitment to teamwork by proactively assisting peers and supervisors, however possible
Brings experience in data analytics and knowledge to develop for the different areas of work (fieldwork, continuous monitoring, Risk analysis etc.)
Qualification
Required
Bachelor's degree preferred with Masters or equivalent experience
Minimum of 4 years of related experience
Preferred
Previous internal or external audit experience is helpful but not required
Knowledge or experience related to financial risk management, quantitative analysis, or coding (e.g., Python, SQL, R, VBA) will be a plus
Strong analytical and problem-solving skills
Strong commitment to teamwork and collaboration
Strong written and oral communication skills
Certifications related to the candidate's coverage responsibilities are beneficial, but not required, such as CPA, CFA, Financial Risk Manager (FRM), Certified Internal Auditor (CIA), and Certified Information Systems Auditor (CISA)
Benefits
Comprehensive health and life insurance and well-being benefits, based on location
Pension / Retirement benefits
Paid Time Off and Personal/Family Care, and other leaves of absence when needed to support your physical, financial, and emotional well-being.
Company
The Depository Trust & Clearing Corporation (DTCC)
With over 50 years of experience, DTCC is the premier post-trade market infrastructure for the global financial services industry.
5001-10000 employees
H1B Sponsorship
The Depository Trust & Clearing Corporation (DTCC) has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (119)
2024 (59)
2023 (74)
2022 (84)
2021 (36)
2020 (77)
Funding
Current Stage
Late StageLeadership Team
Frank La Salla
President, CEO and Director of DTCC
E
Edward Cortes
Executive Director
Recent News
TokenInsight News
2025-12-19
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