Phaxis ยท 13 hours ago
Regulatory Reporting Operations Analyst
New York, NY
Full-time
Onsite
Mid Level
$85K/yr - $110K/yrPhaxis is a growing broker dealer seeking a highly skilled Operations Regulatory Reporting Analyst. This role is responsible for supporting regulatory reporting and control processes across various financial instruments to ensure compliance with U.S. regulatory and exchange reporting obligations.
DeliveryHuman ResourcesStaffing Agency
Responsibilities
Monitor and resolve daily regulatory reporting across CAT, CAIS, Dodd-Frank, CFTC Large Trader (Part 20), TRACE, and other regimes
Maintain regulatory and static data, exchange mappings, and reporting enrichment
Ensure compliance with Client, SEC, CFTC, OCC, NFA, and exchange requirements
Support regulatory change, system enhancements, and upgrades
Maintain procedures, controls, and regulatory inboxes
Identify, escalate, and remediate reporting risks and data issues
Qualification
Required
SME in OTC derivatives and regulatory reporting
Hands-on experience with CAT, CAIS, Dodd-Frank, CFTC LTR, and transaction reporting
Company
Phaxis
Phaxis is one of the nation's leading recruiting and consulting firms.
Founded in 2002
51-200 employees
Funding
Current Stage
Growth StageLeadership Team
Seth Friedland
Co-Founder and CEO
E
Erik DiGiacomo
President
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