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State Street · 1 month ago

TPRM Compliance Advisory Analyst, Assistant Vice President, Hybrid

Boston, Massachusetts

Full-time

Hybrid

Mid, Senior Level

$80K/yr - $140K/yr

6+ years exp

State Street is a leading financial services firm that helps institutional investors manage risk and drive performance. The TPRM Compliance Advisory Analyst will support the Compliance Oversight Program for Global Third Party Management and perform risk assessments while collaborating with compliance leadership and business risk management teams.

BankingFinanceFinancial Services

Responsibilities

Support the administration and execution of the Compliance Oversight Program, meeting key deliverables. This includes designing and performing monitoring activities over the First Line of Defense through Compliance Advisory Reviews

Monitor and analyze new and modified global regulatory changes that impact outsourcing and TPRM to support regulatory change analysis and potential impacts to State Street

Perform risk assessments and analyze business processes to identify potential control gaps or weaknesses

Review compliance issue closure documentation

Assist with the preparation of reporting to Compliance Senior Management and the Business Risk Committee

Develop working relationships with other members of Compliance and Compliance leadership team and work collaboratively with the Business Risk Management Team

Qualification

Compliance Oversight ProgramRisk assessmentsBusiness process analysisGlobal outsourcing regulationsTechnical Skills Microsoft OfficeLearning new processesAnalyzing numerical dataOrganization skillsCollaborative work

Required

Bachelor's degree or equivalent

6+ years of work experience related to financial services audit, compliance, and/or bank regulations

Demonstrates ability to assess internal control design and operating effectiveness

Analyzes numerical data and other sources of information to make rational judgments from the available evidence and analysis

Learns new tasks and commits information to memory quickly; gathers comprehensive information to support decision making; encourages an organizational learning approach (i.e. learns from successes and failures and seeks feedback)

Strong organization skills

Able to work collaboratively and professionally to obtain information from others

Flexible, seeking to learn new processes and systems such as Archer, CUBE

Technical Skills: Microsoft Office (Outlook, Word, PowerPoint, Excel); Share Point (Collaborate)