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FIS · 1 day ago

Compliance Manager Senior

US GA ATL 201 STE 900

Full-time

Onsite

Mid, Senior Level

$120K/yr - $201K/yr

5+ years exp

FIS is a global leader in financial technology, and they are seeking a Compliance Manager Senior to oversee regulatory compliance processes. The role involves monitoring regulatory changes, developing compliance policies, and ensuring that FIS products and services meet legal requirements.

BankingFinancial ServicesFinTechPayments

Responsibilities

Monitors and communicates regulatory changes that impact FIS products, services and business activities

Establishes operational objectives and work plans

Develops, modifies and executes company policies that affect immediate operations

Oversees development and implementation of compliance program policies and standards as well as addressing other required regulatory policies

Responds to issues and matters pertaining to regulatory compliance of FIS products, services and business activities

Performs periodic reviews and evaluations of FIS products, services and business activities to validate compliance with applicable laws and regulations or detect regulatory violations, weak controls or other potential areas of exposure

Assists in providing final disposition of any discrepancies regarding compliance issues

Ensures strategic objectives of the Compliance & Ethics Program are met, including execution of risk assessment activities, coordination of risk response and program testing and validation

Identifies key business processes, performs evaluations of risk, assesses the effectiveness of controls and promotes improvement across the organization through the deployment of risk response activities

Designs and deploys processes to validate FIS products, services and business activities meet all applicable regulatory requirements

Participates in corporate development of methods, techniques and evaluation criteria for projects, programs and people

Creates and delivers training to other business areas to increase compliance awareness

Develops and motivates staff

Maintains knowledge of applicable laws and regulations

Offers guidance on implementing regulatory changes

Communicates detailed requirements to line of business, validate solution approach and monitor status

Provides compliance reviews and direction for new and expanding products and services

Conducts compliance assessments and provides direction on any deficiencies detected by those assessments

Meets with business unit Compliance Officers on a regular basis for status updates on compliance issues

Monitors line of business compliance activities to verify that regulatory compliance deadlines and requirements are met

Participates in training promoting compliance awareness

Identifies areas of potential improvement

Provides updates for periodic reports

Interfaces with legal counsel and federal, state, and local agencies, as needed to address regulatory or compliance issues, concerns or questions

Assists the business with responses to customer compliance-specific questions and concerns

Participates with and/or leads customer focus and advisory groups

Prepares and approves internal and customer communications covering compliance issues (bulletins, position statements, monthly reports, etc.)

Qualification

Compliance knowledgeRegulatory analysisRisk assessmentAnalytical skillsPolicy developmentVerbal communicationWritten communicationProblem solvingTeam collaboration