Raymond James · 14 hours ago
Branch Administrative Manager
Carmel, Indiana - United States
Full-time
Onsite
Mid, Senior Level
5+ years expRaymond James is a financial services company seeking a Branch Administrative Manager. The role involves recruiting, training, and supervising branch associates while ensuring compliance with firm and regulatory policies, and assisting with daily operations and performance management.
BankingFinancial ServicesInformation TechnologyInsuranceWealth Management
Responsibilities
Recruits, selects, orients, trains and supervises branch associates
In conjunction with the Branch Manager conducts ongoing performance management, scheduled performance appraisals and salary reviews of operations associates, and maintains branch associate files
Reviews daily work of associates; Evaluates workload and responsibilities of support staff to determine necessary assignment changes to maintain efficient workflow
Ensures daily staffing levels and cross-training is adequate
Coordinates registrations, continuing education, licensing, etc. of branch personnel
Assists with daily trading and other office activities
Assists with reviews of client accounts and resolution of client complaints
May assist in the development and monitoring office revenue and expense budgets
May assist Branch Manager in managing their book of business
May be responsible for ensuring compliance with firm and regulatory policies and procedures including but not limited to daily trade blotters, MARS reports, incoming client correspondence, new account form approvals, and advertising approvals
Assists Branch Manager in disseminating information at regular branch meetings
Performs other duties and responsibilities as assigned. May perform some Branch Manager duties
Qualification
Required
Bachelor's degree and five years' experience in the financial services industry, including related operational management and supervisory experience
An equivalent combination of experience, education and/or training as approved by Human Resources
SIE required provided that an exemption or grandfathering cannot be applied
Series 7
Series 9 & 10 if required by business unit
Series 63, 65 and/or 66 as required by state
Ability to obtain additional securities and advisory state registrations if required by state
Bachelor's: Accounting, Bachelor's: Business Administration, Bachelor's: Finance, High School (HS) (Required)
General Experience - 3 to 6 years, Manager Experience - 3 to 6 years
s10 - General Securities Sales Supervisor - General Module Examination - Financial Industry Regulatory Authority (FINRA)
s66 - Uniform Combined State Law Examination - Financial Industry Regulatory Authority (FINRA)
s7 - General Securities Representative Examination - Financial Industry Regulatory Authority (FINRA)
s9 - General Securities Sales Supervisor - Options Module Examination - Financial Industry Regulatory Authority (FINRA)
Securities Industry Essentials Exam (SIE) - Financial Industry Regulatory Authority (FINRA)
Company
Raymond James
Raymond James provides a range of investment banking services focused on the telecommunications and communications sectors.
10001+ employees
Funding
Current Stage
Public CompanyTotal Funding
$1.5B2025-09-09Post Ipo Debt· $1.5B
1983-07-01IPO
Leadership Team
Paul Shoukry
Chief Financial Officer
James Sickling
COO - Fixed Income
Recent News
TradingView
2025-12-16
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