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Financial Services of America · 13 hours ago

Compliance Associate

Troy, MI

Full-time

Onsite

New Grad, Entry Level

$52K/yr - $52K/yr

Financial Services of America is a recognized Top Workplace that values a supportive and rewarding environment for its team members. As a Compliance Associate, you will ensure internal processes are followed and regulatory documentation requirements are met while managing office workflows and supporting team efficiency.

BankingConsultingFinancial ServicesInsurance

Growth Opportunities

Responsibilities

Manage office workflows, ensuring seamless operations and supporting team efficiency

Prepare and maintain essential client and team documents, ensuring accuracy and confidentiality

Maintain and update CRM systems, ensuring accurate client and operational records

Act as the point of contact for vendors, clients, and team members to resolve issues promptly

Support financial advisors by organizing internal documentation

Collaborate with leadership to identify and implement process improvements

Foster a welcoming, professional environment for both clients and team members

Qualification

Financial services experienceCompliance certificationsMicrosoft Office SuiteCRM systemsOrganizational skillsInterpersonal skillsProblem-solvingLeadership abilities

Required

Exceptional organizational and multitasking abilities with attention to detail

Strong interpersonal and communication skills with a professional demeanor

Proficiency in Microsoft Office Suite and CRM systems

Self-motivated with the ability to lead and inspire a team

A proactive approach to problem-solving and process improvement

Preferred

Proven experience in financial services and compliance roles (preferred but not required)

Relevant certifications or licenses (Series 65/66) or a willingness to obtain them promptly

Benefits

Health Care Coverage: Financial Services of America calls about your well-being; we offer group health care coverage to support your health and family needs.

401(k) Retirement Plan: Secure your future with our company-sponsored retirement savings plan.