Charles Schwab · 1 week ago
Sr Specialist, Margin Services
Westlake, TX
Full-time
Hybrid
Entry Level
2+ years expCharles Schwab is a financial services company that empowers employees to impact their careers and challenge the status quo. The Sr Specialist in Margin Services is responsible for monitoring accounts for compliance, resolving margin-related issues, and enforcing trading regulations to mitigate risk.
Financial Services
Responsibilities
Resolve margin-related issues with both internal and external clients
Monitor and resolve margin calls, resolution of debit balances and short positions
Explain and apply industry rules, regulations and policies
Enforce regulations and restrictions
Analyze credit, trade, cashiering reports to mitigate risk
Take inbound telephone calls from internal employees, external clients, and make outbound calls as appropriate
Qualification
Required
1 year Schwab experience or related industry experience 2+ years
Series 7 and 63 licenses required
Interested individuals should have a basic working knowledge of margin rules and formulas
Exhibit knowledge and understanding of Reg T rules
Preferred
Strong verbal and written communication skills
Excellent customer service skills
Strong reconciliation skills and diligence in researching problem accounts
Solid knowledge of balance, position, and transaction systems
Candidates must be flexible and comfortable with changing work duties
Strong organizational skills, attention to detail, and ability to multitask are critical
Ability to deliver complex information while maintaining a positive client experience
Work well in a collaborative team environment
Trading experience preferred
Familiarity with derivative products preferred
Benefits
401(k) with company match and Employee stock purchase plan
Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions
Paid parental leave and family building benefits
Tuition reimbursement
Health, dental, and vision insurance
Company
Charles Schwab
We have plans for every turn you take.
10001+ employees
H1B Sponsorship
Charles Schwab has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (579)
2024 (468)
2023 (455)
2022 (705)
2021 (483)
2020 (282)
Funding
Current Stage
Late StageLeadership Team
J
Jim McGreevy
Senior Project Manager
Recent News
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