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State of Florida · 2 days ago

FINANCIAL EXAMINER/ANALYST II - 43004519

Tampa, FL

Full-time

Onsite

Mid Level

$59K/yr - $62K/yr

4+ years exp

The State of Florida is seeking a Financial Examiner/Analyst II to join the Office of Financial Regulation. The role involves conducting examinations of financial institutions to ensure compliance with state statutes and regulations, preparing examination reports, and investigating complaints against financial companies.

Government Administration

Responsibilities

Utilize standard exam procedures and methods in the performance and compilation of detailed examinations of financial and related institutions in three or more of the following financial fields regulated by OFR to ensure that all of the provisions of the State statutes and regulations pertaining to the conduct of their activities are complied with: Chapter 494 – Mortgage Brokering and Lending Act, Chapter 516 – Consumer Finance Act, Chapter 520 – Retail Installment Sales Act, Chapter 537 – Title Loan Act, Chapter 559 – Commercial and Consumer Collection Practices Act, Chapter 560 – Money Services Businesses Act

Responsible for preparing and submitting preliminary examination and complaint investigation reports, documentation, and work papers for reviews of the statutes under the purview of OFR

Responsible for preparing and submitting final examination reports, work papers, and documentation

Responsible for reviewing and evaluating institutions’ responses to examinations reports and recommending disposition of the file

Responsible for the investigation of written complaints against companies in the financial fields detailed above and submission of a written complaint investigation report

Perform Other Related Duties As Required

Qualification

Financial analysisAuditing principlesRegulatory complianceData analysisReport writingMathematicsResearch skillsComputer proficiencyProblem-solvingEffective communicationInterpersonal skillsIndependent work

Required

Four (4) years of professional examination and/or regulatory work experience relating to financial institutions, financial services companies, insurance companies, securities dealers or investment advisers, mortgage brokers or lenders, or money services businesses is required

This position requires approximately 25-50% frequent/overnight travel and a valid Driver's License

This position requires a security background check, including fingerprint as a condition of employment

Knowledge of mathematics

Knowledge of auditing principles

Knowledge of the methods of compiling, analyzing, and presenting data

Knowledge of the techniques utilized in conducting examinations or investigations of financial services companies

Ability to review, analyze, and evaluate data

Ability to examine financial records

Ability to conduct research

Ability to write and prepare reports

Ability to understand and apply laws, rules, regulations, policies and procedures

Ability to probe and obtain critical facts

Ability to utilize problem-solving techniques

Ability to communicate effectively, both verbally and in writing

Ability to establish and maintain effective working relationships with others

Ability to recognize the validity, authenticity, and propriety of operating records

Ability to work independently

Ability to effectively use computer hardware and software

Preferred

A bachelor's degree from an accredited college or university with major course of study in accounting, finance, economics, business, insurance, or risk management

A master's degree from an accredited college or university with a major in finance, business administration, economics, accounting, insurance or risk management or a Certified Fraud Examiner (CFE); Certified Anti-Money Laundering Specialist (CAMS); and/or a Certified Public Accountant (CPA) designation

One (1) or more years of recent professional experience in analyzing, investigating, examining, or auditing financial data within the consumer finance, banking, insurance, or securities industry, supervision of consumer finance industry personnel or regulations of consumer finance industry or similar experience in another financial services industry subject to complex review, including similar experience within federal, state, or local government