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Momnt · 12 hours ago

Director of Compliance

Atlanta, GA

Full-time

Hybrid

Mid, Senior Level

7+ years exp

Momnt is seeking an experienced Director of Compliance to lead and enhance their compliance framework, ensuring adherence to regulatory requirements and mitigating risks across operations. This role is critical in shaping the compliance strategy as the company scales and navigates complex financial regulations.

ConsumerFinancial ServicesFinTechLending

Growth Opportunities

No H1B

Responsibilities

Ensure the company complies with financial regulations such as CFPB, AML, KYC, GDPR, SEC, and other applicable laws

Monitor and interpret regulatory changes, ensuring company policies and practices remain current

Develop and implement compliance policies, procedures, and internal controls to align with industry best practices

Serve as the primary point of contact for regulatory bodies, auditors, and external compliance stakeholders

Establish and maintain an effective risk management framework, with a focus on fraud prevention, AML, cybersecurity, and financial crime

Conduct compliance risk assessments and implement mitigation strategies

Oversee transaction monitoring and suspicious activity reporting (SAR), ensuring compliance with AML obligations

Lead internal compliance audits to ensure adherence to legal and regulatory requirements

Investigate compliance breaches and oversee corrective action plans

Maintain comprehensive records of compliance activities, audits, and incident reports for transparency and accountability

Develop and deliver compliance training programs for employees, leadership, and key stakeholders

Foster a culture of compliance and ethical business practices throughout the organization

Draft, review, and update internal policies and procedures to ensure regulatory alignment and operational efficiency

Monitor and assess customer complaints to identify regulatory risks, compliance gaps, and trends requiring corrective action

Establish escalation protocols for high-risk complaints, ensuring proper investigation and resolution

Serve as the primary escalation point for complex or regulatory-related complaints

Provide regular complaints trend analysis and insights to senior leadership, driving policy improvements and operational enhancements

Collaborate with legal, operations, and product teams to integrate compliance best practices into new products, services, and partnerships

Partner with product, engineering, and operations teams to ensure compliance is embedded into technical solutions

Engage with external legal counsel, regulators, and industry groups to stay ahead of emerging compliance trends

Support third-party vendor and partner due diligence to assess compliance risks

Qualification

Compliance framework developmentFinancial regulations knowledgeRisk management frameworkAML complianceKYC complianceGDPR complianceRegulatory auditsCompliance training developmentIncident reportingCross-functional collaboration