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KPMG US · 13 hours ago

Director, Compliance Governance, Monitoring & Quality Controls (Ethics & Compliance)

Cleveland, OH

Full-time

Onsite

Senior Level, Lead/Staff

$155K/yr - $311K/yr

10+ years exp

KPMG is a leading provider of audit, tax, and advisory services, known for its strong workplace culture and commitment to individual development. They are seeking a Director to lead compliance governance, monitoring, and quality controls within their Legal, Regulatory & Compliance organization, focusing on ethical processes and risk management.

Financial Services

No H1B

Responsibilities

Design, implement, and ensure successful operation of ethics processes and controls owned by the Chief Ethics and Compliance Officer supporting the firm's System of Quality Management (SoQM)

Lead risk assessment activities to identify and address compliance and quality risks across relevant processes

Partner with Internal Audit, Legal, and other stakeholders to align and strengthen control testing methodologies and outcomes across the Ethics and Compliance function

Document and maintain processes to ensure consistency and auditability, and lead the creation or modification of policies, procedures, training materials, and communications to support compliance objectives

Monitor ongoing control performance and drive remediation of control design and operating effectiveness issues to ensure compliance objectives are consistently achieved

Provide clear and actionable reporting on quality risks and control effectiveness to senior leadership and the Chief Ethics & Compliance Officer

Act with integrity, professionalism, and personal responsibility to uphold KPMG's respectful and courteous work environment

Qualification

ComplianceRisk managementAuditRegulatory knowledgeCompliance monitoringStakeholder managementProcess optimizationLeadershipCommunication

Required

Minimum ten years of recent experience in compliance, audit, risk management, legal or related fields, preferably within professional services or other regulated industries

Bachelor's degree from an accredited college or university is required

Great leadership skills with experience managing teams and complex projects focused on process optimization, compliance programs and monitoring

Strong knowledge of regulatory requirements (such as, SEC, PCAOB), risk management principles, and compliance monitoring/testing methodologies, including SoQM concepts

Ability to synthesize complex information and present actionable insights to management

Excellent communication and stakeholder management skills

Must be authorized to work in the U.S. without the need for employment-based visa sponsorship now or in the future. KPMG LLP will not sponsor applicants for U.S. work visa status for this opportunity (no sponsorship is available for H-1B, L-1, TN, O-1, E-3, H-1B1, F-1, J-1, OPT, CPT or any other employment-based visa)