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Capital One · 1 day ago

Anti-Money Laundering (AML) Senior Supervisor, TMO (Principal Associate)

Chicago, IL

Full-time

Onsite

Mid, Senior Level

$121K/yr - $138K/yr

4+ years exp

Capital One is a financial services company seeking an Anti-Money Laundering (AML) Senior Supervisor, TMO. The role involves supervising AML processes, managing workflow, and training team members while ensuring compliance with regulations and conducting quality assurance on AML reports.

BankingCredit CardsFinanceFinancial Services

Comp. & Benefits

No H1B

Responsibilities

Supervise daily workflow and operational metrics of an AML Operations team

Daily supervision of an organizational chart consisting of multiple investigative teams

Assist with training in Regulatory Operations and in the business areas

Contribute to internal AML Operations projects related to the modification of policies/procedures

Assess new business acquisitions to determine what work should flow into AML Operations units

Perform quality assurance on draft Suspicious Activity Reports, sanctions reviews, CTR's, EDD reviews or other AML process

Handle escalated issues as appropriate for advanced investigation and analysis

Assess internal trends, external regulatory and law enforcement environment to make recommendations to understand risk areas and alter or add typologies in certain business areas

Qualification

AML experiencePeople managementCAMS certificationCPP certificationCFE certification

Required

High School Diploma, GED or equivalent certification

At least 2 years of people management experience

At least 3 years of AML (Anti-Money Laundering) experience within financial services

Preferred

Bachelor's Degree

3+ years of people management experience

4+ years of AML (Anti-Money Laundering) experience within financial services

Certified Anti-Money Laundering Specialist (CAMS) certification, or Certified Protection Professional (CPP) certification, or Certified Fraud Examiner (CFE) certification