Yrefy, LLC · 1 day ago
Financial Marketing Compliance Specialist
Phoenix, AZ
Full-time
Onsite
Senior Level
5+ years expYrefy, LLC is a financial services company seeking a Financial Marketing Compliance Specialist to support their Investor Relations and RIA Channel teams. The role involves coordinating marketing projects, developing marketing strategies, and ensuring compliance with industry regulations.
Consumer LendingFinanceFinancial ServicesLending
Responsibilities
Supports the Investor Relations and RIA Channel teams and functions as a liaison with the Corporate Marketing Department to coordinate and execute marketing projects, materials, and its compliance for all Investor Relations and RIA Channels communications
Develop and lead differentiated marketing strategies for investor and RIA partner acquisition and engagement, including email campaigns, digital marketing, conferences, newsletters, and go-to-market paid media strategies for firm-wide and segment-specific initiatives
Ensure alignment with business, market, and practice management objectives
Develop collateral material including pitch decks, executive summaries, fact sheets, quarterly updates, and materials that reflect the company's unique values and propositions
Collaborate on website strategy to ensure content, design and functionality support business goals and user needs
Oversee development and execution of marketing campaigns that drive engagement and deliver results measured in prospect and client outcomes and effectiveness
Partner with Executive leadership, Marketing and Investor Relations to ensure messaging reflects company strategy, investor feedback and market positioning
Ensure compliance with and understanding of emerging AI trends in marketing, evaluating potential for client experience
Stay informed on industry trends, competitor activities and emerging marketing technologies. Apply insights to enhance marketing strategies and provide competitive advantage
Identify opportunities to leverage new tools, platforms and methods to enhance performance
Ensure all marketing communications and disclosures remain compliant with regulatory rules and regulations (SEC, FINRA)
Monitor marketing tool performance, usage, and profitability and drive enhancements to meet KPIs
Qualification
Required
Must have a strong working knowledge of FINRA, Reg D investments, and investment industry regulations (FINRA, SEC)
Must have experience in marketing Reg D or 506(c) private placements and managing content compliance and understanding of Rule 2210
Bachelor's degree in Marketing, Advertising, Business, or a related field
Five plus years of experience in leading marketing results within regulated financial services industries, banking, insurance, or wealth management
Experience working with or within RIAs, family offices, or alternative investment platforms
Extensive knowledge of investment products, particularly Reg D investments, and industry regulations (FINRA, SEC)
Strong familiarity with marketing agencies and ways of holding teams accountable
Familiarity with media planning tools and analytics platforms
Excellent written and verbal communication skills
Ability to keep varying types of investors and customer types at the forefront of decision-making and plan implementation
Highly self-motivated and flexible. Able to work in a fast-paced, growing company. Adaptable to change
Preferred
Experience in marketing Reg D or 506(c) private placements and managing content compliance and understanding of Rule 2210
Benefits
100% Employer Paid Medical for Employee AND Whole Family (includes the Mayo Clinic)
401k/Roth Plan 4% Match with Immediate Vesting
Dental Insurance
Vision Insurance
Company Paid Life Insurance, plus optional voluntary coverage
Company Paid Short-and-Long-Term Disability Insurance
Employee Assistance Program
Fully Paid LifeTime Gym Membership (if >8 visit days/month)
Student Loan Repayment Assistance
Job-related Tuition Reimbursement
Catered Friday Lunches
Stocked Snack Kitchens
Fun in-Office Work Environment
Advancement Opportunities in a Fast-Growing Company
And More!
Company
Yrefy, LLC
Yrefy, LLC is a national specialty consumer finance lender, focusing explicitly on distressed private student loans.
51-200 employees
Funding
Current Stage
Growth StageTotal Funding
$7.04MKey Investors
KG Investments
2021-04-30Debt Financing· $7.04M
2020-01-01Series Unknown
Leadership Team
Don Fenstermaker
Managing Partner
Laine Schoneberger
Managing Partner & Chief Investment Officer
Recent News
2025-07-23
2025-01-16
Company data provided by crunchbase