Compliance Assistant Manager jobs in United States
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Western Alliance Bank · 10 hours ago

Compliance Assistant Manager

Western Alliance Bank is a wholly owned subsidiary of Western Alliance Bancorporation, and they are seeking a Compliance Assistant Manager to provide oversight and guidance related to regulatory compliance risks. The role involves monitoring compliance activities, conducting risk assessments, and collaborating with stakeholders to ensure adherence to regulations.

BankingFinanceFinancial Services
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H1B Sponsor Likelynote

Responsibilities

Effectively synthesize and communicate compliance information, identify root cause(s) of potential compliance risk, and provide various reports to management
Collaborate with stakeholders across the Bank to gain insight into compliance risks associated with various line of business activities, objectives, practices, processes, and the overall control environment
Partner with subject matter experts in the lines of business to formulate an integrated and independent view of the business area risks and risk management practices
Raise issues and collaborate in the development and implementation of new compliance policies, practices and tools
May lead and develop a team: responsible for hiring, coaching, performance management, training and development

Qualification

Regulatory ComplianceRisk ManagementInternal AuditBanking OperationsCompliance Risk AssessmentsMS OfficeCertified Regulatory Compliance ManagerLeadership ExperienceCommunication Skills

Required

5+ years of related experience in Regulatory Compliance, Risk Management, Internal Audit or similar field
Bachelor's degree in related field required
Intermediate to advanced knowledge of general banking operations, including deposit operations, loan administration, treasury management and/or other commercial banking products and services
Intermediate to advanced knowledge of applicable regulatory and legal compliance obligations, rules and regulations, industry standards and practices
Intermediate to advanced understanding of MS Office with specific focus in Excel and PowerPoint
Advanced speaking and writing communication skills

Preferred

Previous leadership experience preferred
Intermediate to advanced experience in Regulatory and Compliance as it related to Banking is preferred
Certified Regulatory Compliance Manager preferred

Benefits

Competitive salaries
An ownership stake in the company
Medical and dental insurance
Time off
A great 401k matching program
Tuition assistance program
An employee volunteer program
A wellness program

Company

Western Alliance Bank

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Western Alliance Bank is a banking firm that offers commercial and business banking solutions.

H1B Sponsorship

Western Alliance Bank has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (42)
2024 (30)
2023 (49)
2022 (28)
2021 (13)
2020 (10)

Funding

Current Stage
Public Company
Total Funding
$400M
2025-11-19Post Ipo Debt· $400M
2005-06-30IPO

Leadership Team

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Tim Boothe
Chief Operating Officer
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Barbara Kennedy
Chief Human Resources Officer
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Company data provided by crunchbase