Compliance Officer - Loan Compliance jobs in United States
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Wintrust Financial Corporation · 1 day ago

Compliance Officer - Loan Compliance

Wintrust Financial Corporation is a $66 billion financial institution based in Rosemont, Illinois, providing community and commercial banking services. The Compliance Officer – Loan Compliance supports the implementation of a compliance program related to lending, ensuring adherence to regulatory requirements and preventing penalties against the Bank.

Financial ServicesWealth Management
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H1B Sponsor Likelynote

Responsibilities

Maintains a competent level of expertise and knowledge of the requirements of the various laws, regulations and rulings governing the Bank's activities. Keeps abreast of regulatory updates through reading, classes, seminars, etc
Assists with all lending including mortgage, consumer and commercial lending -related Compliance initiatives, including Regulatory Change Management Projects, new product reviews, software change updates and reviews and Policy and Procedure approvals
Reviews and tracks WM complaints, along with effective root cause and trending analysis
Assists with Validations of Internal Review Findings
Volunteers for project work. Handles other duties as assigned. Participates on projects, audits, exams etc. Assists with multiple primary or significant Compliance functions

Qualification

Mortgage regulatory complianceInternal audit experienceBanking experienceRegulatory Change ManagementBachelor’s degreeCRCM certificationProblem-solving skillsCreative thinking

Required

3-5 years of banking experience
One or more years of mortgage regulatory compliance and/or internal audit experience in a financial institution

Preferred

Bachelor's degree preferred
CRCM Preferred

Benefits

Medical Insurance
Dental
Vision
Life insurance
Accidental death and dismemberment
Short-term and long term Disability Insurance
Parental Leave
Employee Assistance Program (EAP)
Traditional and Roth 401(k) with company match
Flexible Spending Account (FSA)
Employee Stock Purchase Plan at 5% discount
Critical Illness Insurance
Accident Insurance
Transportation and Commuting Benefits
Banking Benefits
Pet Insurance

Company

Wintrust Financial Corporation

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Wintrust Financial Corporation delivers sophisticated financial capabilities with a community bank personality across its businesses in banking, specialty finance, and wealth management.

H1B Sponsorship

Wintrust Financial Corporation has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (26)
2024 (15)
2023 (19)
2022 (27)
2021 (10)
2020 (7)

Funding

Current Stage
Public Company
Total Funding
$683M
Key Investors
CIVC Partners
2025-05-08Post Ipo Equity· $425M
2022-06-07Post Ipo Equity· $258M
2020-05-05IPO

Leadership Team

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Timothy Crane
President and Chief Executive Officer
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Company data provided by crunchbase