Goldman Sachs · 20 hours ago
Asset & Wealth Management, Private Wealth Management, Equity Structuring, Vice President - New York
New York, NY
Full-time
Onsite
Mid Level
$125K/yr - $270K/yr
2+ years expGoldman Sachs is a leading global investment banking, securities and investment management firm. They are seeking a Vice President to work as part of the Single Stock Structuring team, focusing on 10b5-1 Plans, Executive Selling, and Restricted Stock, while providing tailored equity-based solutions to clients.
BankingFinanceFinancial ServicesVenture Capital
Responsibilities
Educate clients on 10b5-1 plans and related rules (e.g., Form 144 and Form 4 filings)
Work with clients to structure and draft their 10b5-1 plans to align with their objectives
Partnering with private wealth advisors, the 10b5-1 trading team and internal partners such as Legal and Compliance as part of these efforts
Conduct due diligence on client restrictions deriving from SEC rules, their executive role, and IPOs / M&A events
Research and analyze client equity holdings and transaction history through SEC filings and third-party datasets
Create client-facing marketing materials and work with colleagues to educate clients and prospects
Contribute to ongoing platform expansion and technology development through collaboration with business partners, trading and other stakeholders
Qualification
Required
Bachelor's degree required
Minimum 2 or more years of experience in financial markets
Strong attention to detail, time management and organizational skills
Strong interpersonal and communication skills (written and verbal)
Ability to think independently and analytically within a defined framework
Motivated team player who takes initiative and has ability to work autonomously
High degree of personal accountability and ability to deal with sensitive and/or confidential information
Strong Microsoft Office skills (Word, Excel, Outlook, PowerPoint)
Experience in equity trading and/or capital markets
Experience with SEC rules and filings
Experience with Legal or Compliance workflows
SIE, Series 7 and 63 required (must be obtained within three months of employment)
Benefits
Goldman Sachs is committed to providing our people with valuable and competitive benefits and wellness offerings, as it is a core part of providing a strong overall employee experience.
Company
Goldman Sachs
Goldman Sachs is a multinational financial services firm providing securities, investment banking, and management services.
10001+ employees
H1B Sponsorship
Goldman Sachs has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (1954)
2024 (1685)
2023 (2060)
2022 (2326)
2021 (2258)
2020 (1572)
Funding
Current Stage
Public CompanyTotal Funding
$6B2025-04-23Post Ipo Debt· $6B
2012-06-05Post Ipo Equity
1999-05-14IPO
Leadership Team
David M. Solomon
Chair and Chief Executive Officer
John Waldron
President and Chief Operating Officer
Recent News
2026-01-09
2026-01-09
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