Apply on Employer Site

E*TRADE from Morgan Stanley · 10 hours ago

Assistant Vice President, WM Financial Crimes Risk Office; Crypto

Purchase, New York, United States of America

Full-time

Onsite

Mid, Senior Level

$100K/yr - $135K/yr

5+ years exp

Morgan Stanley is a global financial services firm that conducts its business through three principal business segments. They are seeking an Assistant Vice President for the WM Financial Crimes Risk Office, responsible for risk oversight of Financial Crimes and KYC activities, supporting the strategic direction and execution of Financial Crimes programs.

BankingFinanceFinancial Services

Responsibilities

Support the implementation of transformational, high-impact enhancements across Financial Crimes Risk programs to drive risk reduction, implement efficiencies, design and implement new or enhanced controls and improve client experience

Support the execution of target operating model for in-scope Financial Crimes Risk & Control programs, including but not limited to Product Due Diligence, Enhanced Due Diligence for the Crypto offering

Drive consistency and standardization of Risk & Control programs and processes included, but not limited to Crypto

Partner with and influence a wide range of stakeholders from 1st line, 2nd line and 3rd line

Identify, escalate, and support management as it relates to identification and remediation of top & emerging risks

Engage with various 1st line teams across WM to assess the impact of financial crimes risks in their area

Support the implementation of oversight reporting and associated working group forums to review risk items, KRIs, KPIs

Qualification

Financial Crimes RiskBSA/AML RegulationsCrypto industry experienceRegulatory remediationLeadership qualitiesCommunication skillsProblem-solving skillsTeam management

Required

5+ years of relevant experience with transformation programs and/or Financial Crimes risk management programs

Have a bachelor's degree in business, Finance, or other related fields

Strong understanding of Financial Crimes Risk, Relevant experience with BSA/AML Regulations within the financial services industry, or at a financial services regulator (e.g., FINRA, Securities and Exchange Commission, Office of the Comptroller of the Currency, Federal Reserve Bank, etc.) is a plus

Regulatory remediation experience at global, large-scale bank is a plus

Strong leadership qualities with the ability to manage teams and evidence a strong work ethic as well as a high degree of integrity

Knowledge of Financial Crimes laws and regulations and familiarity with best practice first line procedures and processes

Experience in the Crypto industry a strong plus