Stephens · 20 hours ago
Registered Client Associate -Memphis
Memphis, TN
Full-time
Onsite
Entry Level
1+ years expStephens is a respected firm seeking a Registered Client Associate to support their Private Client Group. This role involves administrative expertise, client support, and marketing coordination to enhance client relationships and ensure smooth operations.
BankingFinanceFinancial Services
Responsibilities
Open new accounts, obtain required information, verify accuracy, and enter into system. Set up and maintain related files and documentation
Take and/or Enter customer orders via Backoffice to exchanges and trading room, at request of broker or customer
Check reports and trade confirmations on past transactions to determine accuracy, identify any discrepancies and resolve
Respond to customer requests, provide information and resolve problems
Perform miscellaneous duties such as type correspondence and documents; answer telephones and take messages; greet visitors; make travel arrangements; make copies; mail printed materials; file; maintain reference books and materials
Perform other tasks as assigned by management
Qualification
Required
Bachelor's degree in Accounting, Marketing, Business Administration, Finance, or a related field
12-18 months of prior industry experience
Equivalent combination of education and experience
Excellent verbal, written and organizational skills
Attention to detail with emphasis on accuracy and quality
Self-starter with the ability to manage time effectively, prioritize work to balance multiple projects, and meet deadlines with minimal supervision
Analytical, critical thinking and problem solving skills with the ability to determine the appropriate action
Establish and maintain effective working relationships at all levels of the organization
Proficient in Microsoft Office Suite or similar software, with the ability to learn and utilize industry specific software as required
Ability to maintain confidentiality
Demonstrated reliability in attendance and work performance
Ability to work overtime as required
SIE – Securities Industry Essentials
Series 7 – General Securities Representative
Series 63 - State Law Exam or Series 66 – Combined State Law
Preferred
Experience with Travel and Transport
Company
Stephens
Stephens is a privately held financial services firm focused on building long-term relationships and long-term results.
1001-5000 employees
Funding
Current Stage
Late StageLeadership Team
Jason Fair
Senior Vice President
August B. Widmer
Investment Banking Vice President
Recent News
Arkansas Business — Business News, Real Estate, Law, Construction
2025-12-22
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2025-12-11
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