Tradeweb · 1 day ago
Regulatory Reporting Manager
New York, NY
Full-time
Hybrid
Senior Level
7+ years expTradeweb Markets is a leading fintech company specializing in electronic trading for a diverse client base. The Regulatory Reporting Manager will drive operational excellence in regulatory reporting across North America and APAC, ensuring alignment with industry standards and facilitating collaboration between technical and non-technical stakeholders.
Financial ServicesMarketplaceRetailWealth Management
Responsibilities
Lead engagements with stakeholders to gather and analyze requirements for regulatory obligations and translate them into data requirements
Own end-to-end regulatory reporting for assigned jurisdictions, including interpretation of regulatory requirements in partnership with Compliance and Legal
Act as a subject matter expert on regulatory reporting requirements impacting electronic trading venues
Support internal and external audits, regulatory exams, and ad hoc regulatory inquiries related to reporting
Document business processes and workflows, utilizing tools such as Lucid or PowerPoint, to create clear and concise visual representations that facilitate understanding and collaboration across teams
Create various regulatory reports from data using a combination of SQL, Python, Tableau, Excel, Snowflake, Collibra etc. that meet business needs
Collaborate with multiple senior stakeholders to ensure consistency on reporting, validate data and create automation roadmaps
Assist in timeline creation and road mapping for all regulatory reports, providing valuable insights and recommendations to support project planning and execution
Serve as a strong communicator, bridging the gap between technical and non-technical stakeholders, to facilitate effective collaboration and ensure project success
Drive continuous improvement efforts within the regulatory reporting function, identifying opportunities for process optimization and efficiency gains
Collaborate with cross-functional teams to ensure that regulatory requirements are integrated into business processes and systems, aligning with industry best practices and regulatory standards
Qualification
Required
Bachelor's degree in Business Administration, Management Information Systems, Finance, Data Science, Computer Science, or a related field
A minimum of 7-10+ years of experience in data program management, data reporting/visualization or financial/regulatory reporting
Demonstrated proficiency in requirement gathering, data analysis, and documentation, preferably within a financial or data-intensive environment
Familiarity with project management methodologies
Proficient knowledge of SQL, Python and Excel is required
Strong analytical skills, with the ability to collect, analyze, and interpret complex data sets to derive actionable insights
Excellent communication skills, both verbal and written, with the ability to effectively communicate technical concepts to non-technical stakeholders
Strong problem-solving abilities, with a detail-oriented approach to identifying and resolving issues
Ability to work independently and collaboratively within a team environment, managing multiple tasks and priorities effectively
Preferred
Previous experience with Collibra, JIRA, Monday and Confluence, or similar tools, is highly beneficial
Benefits
Health Insurance: Highly competitive medical, dental, and vision programs
Hybrid Environment: Our employees have the flexibility of working in the office and from home.
Health Care and Dependent Care Flexible Spending Accounts: You may elect to set aside pre-tax earnings to pay for eligible health care and dependent day care expenses for you and your eligible family members.
Maven Family Building Benefit: Maven offers support for fertility and preconception; pregnancy and post-partum; adoption; surrogacy and pediatrics for children up to age 10. Tradeweb provide a $10,000 lifetime reimbursement towards fertility, egg freezing, adoption and surrogacy expenses.
Building Wealth - 401(k) Savings Plan: Employees are immediately eligible for the 401(k) plan. Participants may contribute up to 75% of eligible compensation into a traditional 401(k) and/or Roth 401(k). Tradeweb will match 100% of the first 4% of compensation that you contribute.
Pre-Tax Commuter Benefits Program
ARAG Legal Services
Employee Assistance Program
Tuition Reimbursement
Financial Wellness Tools
Travel Assistance Benefits
Pet Insurance
Corporate Gym Subsidies
Wellness Perks
Paid Time Off and Parental Leave
Company
Tradeweb
Tradeweb Markets is a global marketplace for electronic fixed income.
1001-5000 employees
H1B Sponsorship
Tradeweb has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (60)
2024 (57)
2023 (54)
2022 (42)
2021 (54)
2020 (48)
Funding
Current Stage
Public CompanyTotal Funding
unknown2019-04-03IPO
Leadership Team
Carlos Olivares
Director Latam Sales
Recent News
2025-12-16
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Company data provided by crunchbase