Apply on Employer Site

First Electronic Bank · 1 day ago

Policy & Procedure Regulatory Governance Manager

Salt Lake City, UT

Full-time

Onsite

Senior Level

6+ years exp

First Electronic Bank is committed to making credit accessible to everyday Americans and businesses. They are seeking a Policy & Procedure Regulatory Governance Manager to lead compliance governance initiatives and ensure operations meet regulatory standards.

ElectronicsFinancial ServicesVenture Capital

Growth Opportunities

Hiring Manager

Drea Steggell

Responsibilities

Manage the Bank’s Policy, Procedure, and Guidance program. This includes developing, implementing, and managing enterprise-wide policies and procedures to ensure adherence to relevant regulations and industry standards, providing standardization and formal guidelines for creation and regular maintenance

Manage the Bank’s Regulatory Change Management program. This includes documenting and managing changes in regulations, guidance, enforcement actions, and other regulatory notifications ensuring regulatory changes are incorporated into First Electronics’ policies, procedures, and processes, working with internal stakeholders to implement applicable changes for the Bank to stay in regulatory compliance

Assist with regulatory compliance monitoring and lead initiatives and program development for applicable regulatory changes, streamlining regulatory change reporting

Conduct regular risk assessments to identify potential compliance issues between the Bank and Strategic Partners and assist in developing mitigation plans

Collaborate with internal stakeholders to deliver compliance training and ensure timely completion

Prepare and present regular compliance reports to management, providing strategies on how to enhance reporting for various subjects across governance

Assist the organization in monitoring and tracking issues identified through monitoring and testing efforts to ensure timely completion and gap remediation

Other duties as assigned

Qualification

Regulatory compliancePolicyProcedure managementRegulatory change managementEnterprise Risk ManagementConsumer protection lawsCompliance trainingPublic speakingMicrosoft productsLegal experienceProblem solvingCritical thinking

Required

Bachelor's degree from an accredited university and or college

6+ years Financial Institution Consumer Regulatory and/or Enterprise Risk Management Experience

Strong knowledge of deposit and credit consumer regulatory compliance requirements

Ability to promptly identify and address adverse performance issues

Ability to convey ideas and thoughts succinctly in writing and verbally

Ability to present data through public speaking and presentations

Team player and strong problem solver

Ability to think critically, identify inefficiencies, make recommendations, and execute plans to gain efficiency

Strong working knowledge of all Microsoft products, including Word, Excel, Outlook, and PowerPoint

Ability to independently research and analyze consumer protection laws and regulations around deposits, credit card, installment loans and open-end credit

Ability to understand operations and banking policies and procedures