UBS · 1 day ago
IB Operations - Reporting Specialist
Tennessee, United States
Full-time
Onsite
New Grad, Entry LevelUBS is a leading global wealth manager and universal bank headquartered in Switzerland. They are seeking an IB Operations - Reporting Specialist to execute regulatory reporting and resolve exceptions, ensuring compliance and timely reporting in collaboration with various operational units.
Asset ManagementBankingFinancial ServicesWealth Management
Responsibilities
Execution in the resolution of regulatory reporting exceptions and issues that arise out of daily business practice
Ensure regulatory reporting is executed in an accurate and timely manner
Execute on the controls that govern UBS regulatory reporting infrastructure
Interface with Change, I.T. and other key Operational units and stakeholders to improve and fix strategic items that arise out of daily processes
Offer subject matter expertise and assistance on new regulatory go lives
Input to the future regulatory landscape that UBS operates under
Qualification
Required
Execution in the resolution of regulatory reporting exceptions and issues that arise out of daily business practice
Ensure regulatory reporting is executed in an accurate and timely manner
Execute on the controls that govern UBS regulatory reporting infrastructure
Interface with Change, I.T. and other key Operational units and stakeholders to improve and fix strategic items that arise out of daily processes
Offer subject matter expertise and assistance on new regulatory go lives
Input to the future regulatory landscape that UBS operates under
A basic understanding of the one or more Derivative asset class (Rates, Credit, FX, Equity)
The candidate will be able to demonstrate a solid understanding – practical and theoretical - of trading flows and how that interacts with the day to day regulatory reporting we are responsible for
Experience managing and analyzing large amounts of data including, trade details, client data, legal counsel and industry forum information
Proven track record in challenging processes and procedures and operating with a control focused mind-set is essential
Preferred
Previous experience in a regulatory reporting role is desirable but not essential
Company
UBS
UBS is a financial services firm engaged in wealth management, investment banking, asset management, and retail banking.
Founded in 1998
10001+ employees
H1B Sponsorship
UBS has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (8)
2024 (7)
2023 (3)
2022 (6)
2021 (5)
2020 (4)
Funding
Current Stage
Public CompanyTotal Funding
$12.57B2025-11-03Post Ipo Debt· $3.25B
2025-09-09Post Ipo Debt· $1.17B
2024-09-06Post Ipo Debt· $1.5B
Leadership Team
Sergio P. Ermotti
Group Chief Executive Officer
James Walker
Head CTO for Core Technology & Platforms
Recent News
bloomberglaw.com
2026-01-08
2026-01-05
2026-01-03
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