UBS · 1 week ago
ICLS - Client Onboarding - Engagement Specialist
Tennessee, United States
Full-time
Onsite
Mid Level
3+ years expUBS is a leading global wealth manager and universal bank based in Switzerland, and they are seeking an Engagement Specialist for their Client Onboarding team. The role involves managing the onboarding process for clients, understanding account opening requirements, and developing relationships while ensuring compliance and risk management.
Asset ManagementBankingFinancial ServicesWealth Management
Responsibilities
Be a project manager to onboard and integrate clients to UBS
Have an understanding of account opening lifecycle and requirements to get an account opened
Manage competing priorities and internal and external stakeholders
Develop a deep understanding of UBS Investment Bank products and services
Familiarize with various legal entity types, understand and articulate ownership chains and organizational structures of varying complexity
Understand requirements to bring clients onboard
Be an active risk manager, recognize the factors that impact client risk rating and due diligence requirements
Recommend, develop, and implement solutions to support continuous improvement of our processes, procedures, and services
Appropriately escalate issues to management, compliance, and the business
Appropriately handle sensitive and confidential information
Develop and maintain relationships with clients
Qualification
Required
Be a project manager to onboard and integrate clients to UBS
have an understanding of account opening lifecycle and requirements to get an account opened
manage competing priorities and internal and external stakeholders
develop a deep understanding of UBS Investment Bank products and services
familiarize with various legal entity types, understand and articulate ownership chains and organizational structures of varying complexity
understand requirements to bring clients onboard
be an active risk manager, recognize the factors that impact client risk rating and due diligence requirements
recommend, develop, and implement solutions to support continuous improvement of our processes, procedures, and services
appropriately escalate issues to management, compliance, and the business
appropriately handle sensitive and confidential information
Develop and maintain relationships with clients
ideally a Bachelor of Arts degree in Finance, Business, , and/or Economics
ideally 3+ years of relevant experience, preferably working in financial services, compliance, or law
ability to analyze client information and documentation to facilitate account opening
exceptional written and verbal communication
knowledge of investment bank products and industry trends
Benefits
Flexible working options when possible
Disability inclusion
Company
UBS
UBS is a financial services firm engaged in wealth management, investment banking, asset management, and retail banking.
10001+ employees
H1B Sponsorship
UBS has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (8)
2024 (7)
2023 (3)
2022 (6)
2021 (5)
2020 (4)
Funding
Current Stage
Public CompanyTotal Funding
$12.57B2025-11-03Post Ipo Debt· $3.25B
2025-09-09Post Ipo Debt· $1.17B
2024-09-06Post Ipo Debt· $1.5B
Leadership Team
Sergio P. Ermotti
Group Chief Executive Officer
James Walker
Head CTO for Core Technology & Platforms
Recent News
2026-01-17
2026-01-17
Private Equity Wire
2026-01-16
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