UBS · 2 weeks ago
Supervisory Officer
Arizona, United States
Full-time
Onsite
Mid, Senior Level
2+ years expUBS is a leading global wealth manager and universal bank headquartered in Switzerland. They are seeking a Supervisory Officer to drive sales supervision initiatives, support compliance and business risk, and partner with various teams to ensure effective policy communication and issue resolution.
Asset ManagementBankingFinancial ServicesWealth Management
Responsibilities
Drive initiatives related to sales supervision, compliance and business risk, including implementation and education
Review various supervision processes
Support branches in the Branch Review and Group Internal Audit processes, visiting branches, and working on action plans for those with failed audits
Partner with Compliance, including providing input to policy and supporting communication of policies
Serve as a point of contact for issues that cannot be resolved, and escalate issues as required
Qualification
Required
ideally 2+ years of experience as a risk/supervisory manager, or other substantive leadership role with a leading financial institution
series 7, 8 (or 9/10), 66 (or 63/65); insurance a plus
track record of leadership, mentoring and coaching success
great communicator comfortable addressing difficult conversations
reliable when working independently, with sound judgment for when to escalate issues
quickly adaptable to changing market situations, technology and business needs
Company
UBS
UBS is a financial services firm engaged in wealth management, investment banking, asset management, and retail banking.
10001+ employees
H1B Sponsorship
UBS has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (8)
2024 (7)
2023 (3)
2022 (6)
2021 (5)
2020 (4)
Funding
Current Stage
Public CompanyTotal Funding
$12.57B2025-11-03Post Ipo Debt· $3.25B
2025-09-09Post Ipo Debt· $1.17B
2024-09-06Post Ipo Debt· $1.5B
Leadership Team
Sergio P. Ermotti
Group Chief Executive Officer
James Walker
Head CTO for Core Technology & Platforms
Recent News
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