Supervisory Officer jobs in United States
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UBS · 1 day ago

Supervisory Officer

positionMichigan, United States
timeFull-time
remoteOnsite
seniorityMid, Senior Level
date2+ years exp

UBS is a leading global wealth manager and universal bank headquartered in Switzerland. They are seeking a Supervisory Officer to drive initiatives related to sales supervision, compliance, and business risk, while managing the review of supervision processes and serving as a point of contact for unresolved issues.

Asset ManagementBankingFinancial ServicesWealth Management
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H1B Sponsor Likelynote

Responsibilities

Drive initiatives related to sales supervision, compliance and business risk, including implementation and education
Manage review of various supervision processes and procedures
Serve as a point of contact regarding matters that need attention or on issues that cannot be resolved, and escalate issues as required

Qualification

Risk managementSupervisory experienceSeries 7Leadership skillsCommunication skillsAdaptability

Required

ideally 2+ years of experience as a risk/supervisory manager, or other substantive leadership role with a leading financial institution
series 7, 8 (or 9/10), 66 (or 63/65); insurance a plus
track record of leadership, mentoring and coaching success
great communicator comfortable address difficult conversations
reliable when working independently, with sound judgment relating to issue escalation
quickly adaptable to changing market situations, technology and business needs

Benefits

Flexible working options when possible
Disability inclusion

Company

UBS

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UBS is a financial services firm engaged in wealth management, investment banking, asset management, and retail banking.
dateFounded in 1998
location
Zürich, Zurich, CHE
people-size10001+ employees
web-link
https://www.ubs.com

H1B Sponsorship

UBS has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (8)
2024 (7)
2023 (3)
2022 (6)
2021 (5)
2020 (4)

Funding

Current Stage
Public Company
Total Funding
$12.57B
2025-11-03Post Ipo Debt· $3.25B
2025-09-09Post Ipo Debt· $1.17B
2024-09-06Post Ipo Debt· $1.5B

Leadership Team

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Sergio P. Ermotti
Group Chief Executive Officer
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James Walker
Head CTO for Core Technology & Platforms
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Recent News

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UBS Compromise Plan Gets Backing of Largest Swiss Party (2)
2026-01-08
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2026-01-05
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Tech executive departs UBS to become CEO of N26
2026-01-03
Company data provided by crunchbase