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Capital One · 1 day ago

Principal Auditor - Risk Management

Charlotte, NC

Full-time

Hybrid

Senior Level, Lead/Staff

$110K/yr - $125K/yr

3+ years exp

Capital One is a leading financial services company seeking an energetic, self-motivated Principal Auditor to join their Audit team. The role focuses on audits of Second Line Risk Management and provides Subject Matter Expertise and advisory to other audit teams regarding risk management.

BankingCredit CardsFinanceFinancial Services

Comp. & Benefits

No H1B

Responsibilities

Lead small audits, or own completion of significant components of larger audits

Develop engagement planning documentation for assigned areas to communicate rationale for scoping decisions, and develop audit programs to ensure adequate coverage of risks

Design and execute appropriate audit procedures to verify the effectiveness of internal controls and/or the appropriateness of enterprise frameworks and requirements. Document audit processes and procedures, review and analyze evidence, and identify potential issues

Prepare clear, organized, and complete documentation to support work performed and conclusions reached. Independently gather facts to support issues and concerns, escalate to necessary groups, and help draft audit findings

Establish and maintain good client and team relations during engagements. Effectively communicate information and audit progress to team, clients and auditor-in-charge

Self prioritize and effectively plan your own work activities managing multiple priorities and tasks across the team to deliver quality results which may include issue validations, regulatory exam support, and/or other team initiatives. Proactively take on additional work to support the team when possible

Provide coaching, on-the-job training, and feedback to audit staff, including junior associates and recent hires

Qualification

Risk ManagementInternal AuditData AnalysisCertified Internal AuditorCertified Public AccountantFinancial AnalysisCoachingCritical ThinkingCommunicationCollaboration