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MUFG · 7 hours ago

Global Financial Crimes - Americas Issues Management Regulatory & Audit Reporting Coordination, Assistant Vice President

Tempe, AZ

Full-time

Hybrid

Mid Level

$71K/yr - $112K/yr

3+ years exp

Mitsubishi UFJ Financial Group (MUFG) is one of the world’s leading financial groups, striving to make a difference for every client and community they serve. The Assistant Vice President will support the coordination and delivery of compliance and financial crimes data for regulatory and internal audit requests, while collaborating with various stakeholders to enhance program objectives.

Financial Services

Responsibilities

Gain familiarity with the MUFG financial crimes compliance framework, including the roles of Internal Audit and Compliance Testing

Develop an understanding of global Anti-Money Laundering (“AML”), Sanctions, and Anti-Bribery & Corruption (“ABC”) regulatory regimes

Work with the VP and appropriate stakeholders across all three of the MUFG lines of defense, including second-line Compliance programs, Review Functions, Examination & Audit Management, and Regulatory Exam Management to set and manage expectations for the delivery of regulatory and Internal Audit data request engagements

Work with the VP to develop repeatable, standardized, and sustainable processes that can be leveraged across various regulatory and Internal Audit data request engagements

Create/ maintain detailed process documentation for Americas IM Regulatory & Audit Reporting processes

Assist in the identification of responsive data working with the VP and stakeholders, as appropriate

Support the VP to provide the most accurate information possible in support of these engagements, including the development of data, analyses, and presentation materials

Analyze issues data and provide actionable insights that lead to program enhancement opportunities in Americas IM Regulatory & Audit Reporting processes

Develop subject matter expertise regarding Issues Management policy, standard, and procedures

Support the Director, GFCD and Americas Compliance Issues Management and the Director of IM Operations in program development and execution, working with other members of the Issues Management team on strategic and operational enhancement

Lead or support IM Data Management Operations, Analysis, and Reporting activities, including special projects and ad hoc duties as assigned

Qualification

Financial Services experienceAdvanced Excel proficiencyProgram management experienceData visualization toolsACAMS certificationWritten communication skillsVerbal communication skillsInterpersonal communicationProblem solvingTeam player