MUFG · 1 day ago
Reporting Specialist, Assistant Vice President
Mitsubishi UFJ Financial Group (MUFG) is one of the world’s leading financial groups, committed to making a difference for every client and community served. The Reporting Specialist will play a key role in the Third-Party Risk Management (TPRM) oversight, focusing on reporting, data analysis, and ensuring compliance with TPRM policies and procedures.
Responsibilities
Support the overall TPRM reporting package
Work with TPRM leadership, 2nd line of defense, and Business Unit leadership to understand the specifics reporting need to appropriately monitor third-party risk
Ability to collect and assess large quantities of data is necessary to give an understanding of the third-party base
Produce moderate to complex analytical solutions to drive improvements and eliminate manual activities, where possible
Understand existing analytical and automation solutions while continuously seeking opportunities for improvement or innovation within these areas
Identify business reporting requirements through collaboration with internal business stakeholders. Gather insights, design, and implement solutions
Utilize advanced analytical and data modeling tools such as Power Query, SQL, Tableau, and Excel to build dashboards and monitoring tools for tracking performance metrics and process efficiency
Ensures that all Third-Party Risk Management (TPRM) Policies & Procedures are adhered to in the execution of the program throughout the full TPRM Lifecycle
Interface with second line of defense (SLOD) review and challenge and Internal Audit
Responsible for addressing, documenting and escalating Trigger Events for their assigned Engagements
Support preparation of TPRM portfolio and third-party performance for Risk and Management Committees, as required
Consults with the relevant Subject Matter Experts and acts as single point-of-contact for Third Party’s completion of risk-driven questions and/or documentation requests
Responsible for ensuring issues and risks are appropriately remediated or escalation protocols are followed
Consults with the Service Requestors throughout the phases of Third-Party Relationship Lifecycle
Responsible for quality of documentation in FLoD and TPRM systems
Responsible for information sharing about the Third Party to other TPMs and SRs, as necessary
Compliance with applicable rules and guidance impacting the TPRM program including OCC, FBR, FDIC, SEC, FFIEC, FINRA; in addition to other U.S. regulators (e.g., NY Department of Financial Services), and foreign-based regulators (e.g., Japan's Financial Services Agency, Canada's Superintendent of Financial Institutions, and those in Latin American)
Qualification
Required
In depth knowledge and capabilities in collection and reporting of data is critical
Comprehensive knowledge of database design and structure
Bachelor's degree required
Basic understanding of the financial services industry
Basic understanding of Operational Risk Management Programs and frameworks
Experience managing Third-Party relationships
Knowledge of regulatory bodies governing financial services
Strong analytical mindset, able to manage risks both at the micro and macro levels
Ability to identify issues and work them to closure, including remediation and escalation where appropriate
Strong communication skills and ability to create effective level appropriate executive presentations
Discretion and diplomacy when dealing with sensitive issues
Desire and talent for building and maintaining relationships
Experience working across a diverse set of stakeholders with positive results
Preferred
Program reporting experience, risk management reporting is preferable
Advanced experience with MS Office, Archer, Ariba, and Teams is preferred
Benefits
Comprehensive health and wellness benefits
Retirement plans
Educational assistance and training programs
Income replacement for qualified employees with disabilities
Paid maternity and parental bonding leave
Paid vacation
Sick days
Holidays
Company
MUFG
MUFG (Mitsubishi UFJ Financial Group) is one of the world's leading financial groups.
Funding
Current Stage
Late StageLeadership Team
Recent News
2024-04-29
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