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Deutsche Bank · 11 hours ago

BUS - Compliance Officer – Bank Holding Company Controls Monitoring Reviewer - Analyst

Jacksonville, FL

Full-time

Hybrid

New Grad, Entry Level

$48K/yr - $69K/yr

Deutsche Bank is a leading global investment bank and financial services company. The Compliance Officer will focus on supporting the US Compliance Monitoring Program by reviewing the adequacy of existing controls related to compliance risk and adapting processes as the program matures.

BankingFinanceFinancial Services

Responsibilities

Perform monitoring reviews of compliance with controls that are mapped to Compliance US laws, rules and regulations , and create reports in a required monitoring template

The candidate must be able to read, understand and apply complex banking regulations to businesses that operate across different regulators and multiple Deutsche Bank US legal entities

Qualification

Compliance regulation knowledgeAuditTesting knowledgeFinancial institution experienceExcelCommunication skillsBachelor’s degreeAction-orientedWork under pressure

Required

Bachelor's degree or equivalent; regulatory, audit and/or testing experience a plus

Experience in a large financial institution with multiple businesses and divisions, and multiple locations including but not limited to US offices, and global office locations

Knowledge of bank and/or securities regulations in a large financial services firm helpful

Audit or testing knowledge to create and perform monitoring reviews specific to Compliance risk managed rules and regulations

Proficiency to work with Excel, Word, PowerPoint, SharePoint, and workflow tools

The candidate must be able to read, understand and apply complex banking regulations to businesses that operate across different regulators and multiple Deutsche Bank US legal entities

Strong written and verbal communication and presentation skills, with the ability to effectively influence others and engage senior stakeholders and foster collaboration among Compliance, the Business and other infrastructure functions

Action-oriented and delivery focused with a disciplined approach and an ability to be proactive, work under pressure, and within tight deadlines while maintaining accuracy, showing initiative, and reacting quickly to changes in priorities

Ability to project confidence and professionalism in dealings with senior business personnel

Preferred

Experience working in compliance in a financial institution

Understanding of compliance regulation, risks and internal controls, with a specific focus on US regulations

Functional knowledge of Financial Industry Regulatory Authority (FINRA), Securities and Exchange Commission (SEC), broker dealer regulations and other relevant bank regulations