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Turn/River Capital · 2 days ago

Legal Operations and Compliance Lead

San Francisco, CA

Contract

Hybrid

Entry, Mid Level

$175K/yr - $175K/yr

2+ years exp

Turn/River Capital is a private equity firm focused on accelerating growth in software businesses. They are seeking a Legal Operations & Compliance professional to support legal, compliance, and governance activities, managing commercial contracting processes and ensuring adherence to SEC compliance programs.

Financial ServicesFinTechSaaSVenture Capital

Growth Opportunities

Responsibilities

Assist with entity and fund governance matters, including maintenance of books and records, registrations, filings, and support related to partnership agreements and side letters

Manage and support the firm’s commercial contracting processes, including review and negotiation of routine agreements (e.g., NDAs, vendor and service provider agreements) and coordination of approvals and execution

Support execution of the firm’s SEC-registered investment adviser compliance program, including recordkeeping, marketing reviews, certifications, in coordination with external compliance advisors and internal compliance team

Provide legal operations support across the firm, including document management, workflow coordination, and support for AML/KYC and information security processes

Partner cross-functionally with Finance, Marketing, Platform and other internal teams on legal and compliance-related needs

Support special projects and initiatives for the Head of Legal as the firm continues to scale

Qualification

Legal operationsCompliance supportCommercial contractingSEC/RIA complianceOrganizational skillsProfessional communicationBuilder mindsetAttention to detail

Required

Bachelor's degree required. A J.D. is helpful but not required

2-4+ years of relevant experience in legal operations, compliance, or paralegal roles, preferably within a private equity firm, investment manager, RIA, or financial services environment

Experience reviewing and managing routine commercial contracts and supporting contract lifecycle processes

Familiarity with SEC/RIA compliance requirements and regulated investment management environments

Exceptional organizational skills with the ability to manage multiple priorities and deadlines

Builder mindset: enjoys creating, improving, and iterating on processes and workflows as legal and compliance functions continue to scale

High attention to detail, sound judgment, and a professional, discreet communication style

Authorization to work in the United States