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BECU · 14 hours ago

Associate Financial Advisor - North King Co/Snohomish Co

Sammamish, WA

Full-time

Hybrid

Entry, Mid Level

$21.93/hr - $40.77/hr

2+ years exp

BECU is a financial institution dedicated to serving its 1.5 million members through a people-first philosophy. The Associate Financial Advisor will provide personalized investment services and recommendations, focusing on addressing clients' financial planning needs and fostering trust and satisfaction.

Banking

H1B Sponsor Likely

Responsibilities

Partnering for Success: Work collaboratively with Financial Advisor(s) in your assigned area to develop and execute investment strategies for referred members and clients from NFC branches

Tailored Financial Planning: Offer personalized financial planning and investment advice, including IRAs and 529 plans, while ensuring that the recommended solutions align with the unique needs and risk tolerance of each member

Business Development and Client Referrals: Engage in targeted business development activities assigned by management, and when needed, refer prospective clients to BECU Investment Services Advisor for comprehensive support

Service Enhancement and Sales Growth: Develop and market to the existing book of business, elevating service levels and driving sales to foster enduring client relationships

Performance Goals Achievement: Strive to meet sales production goals established by BECU Investment Services management by identifying member needs and presenting suitable solutions

Proactive Member Service and Advocacy: Demonstrate a commitment to delivering exceptional member service, conducting regular reviews, and effectively addressing client challenges within the ambit of BECU Investment Services objectives

External Partnerships and Collaboration: Liaise with mutual fund companies, insurance companies, clearinghouses, and broker/dealers on behalf of clients and prospects to fulfill their unique needs and service requirements

Operational Integrity and Compliance: Maintain meticulous records of member/client interactions and trade processes to comply with the regulations of FINRA, Office of Supervisory Jurisdiction (OSJ), and Insurance Agency (Agency) regulators

Professional Development Support: Provide guidance and support to Financial Planner Administrative Assistants or BECU Investment Services employees, sharing valuable resources, and facilitating procedural knowledge

Knowledge Sharing and Training: Collaborate with Financial Advisor(s) on monthly branch employee training and education, fostering a mentor-mentee relationship to support mutual growth

Adaptable Role Engagement: Undertake additional responsibilities as and when assigned, displaying a proactive and versatile approach to support the team's objectives

Qualification

Series 7 licenseSeries 66 licenseFinancial planningWashington Life Insurance LicenseCFP certificationInvestment company softwareMultitasking skillsVerbal communicationWritten communicationOrganizational skillsTime management

Required

Bachelor's degree in a related field or equivalent related experience. Bachelor's degree in business

Minimum of two years of experience in the financial industry, including customer-facing roles

Series 7 and Series 66 (or 63 and 65) licenses

Preferred

Washington Life, Health, and Disability Insurance License

Industry certifications/designations, e.g., CFP

Thorough knowledge of all products and services offered by BECU Investment Services, with a general understanding of BECU products

Proficient PC skills, with a working knowledge of investment company software

Excellent verbal and written communication skills

Strong organizational, telephone, time management, and multitasking skills

Ability to travel moderately by car and/or public conveyance for client appointments

Benefits

401(k) Company Match (up to 3%)

4% annual contribution to your 401(k) by BECU

Medical, Dental and Vision (family contributions as well)

PTO Program + Exchange Program

Tuition Reimbursement Program

BECU Cares volunteer time off + donation match

Company

BECU

Glassdoor3.7

As a member-owned, not-for-profit financial cooperative, BECU is guided by the credit union philosophy of “people helping people.” In fact, putting people over profit guides our everyday business decisions.

Founded in 1935

Tukwila, Washington, USA

1001-5000 employees

https://www.becu.org/landing/fintech-incubator

H1B Sponsorship

BECU has a track record of offering H1B sponsorships. Please note that this does not guarantee sponsorship for this specific role. Below presents additional info for your reference. (Data Powered by US Department of Labor)

Distribution of Different Job Fields Receiving Sponsorship

Represents job field similar to this job

Trends of Total Sponsorships

2025 (5)

2024 (3)

2023 (1)

2022 (1)