TD Securities · 1 month ago
Audit Manager II (US), Financial Crimes
Mount Laurel, NJ
Full-time
Onsite
Mid, Senior Level
$92K/yr - $149K/yr
7+ years expTD Securities is one of the world's leading global financial institutions and is seeking an Audit Manager II to oversee the planning and execution of audits for discrete business units. The role includes managing audit teams, ensuring audits meet standards, and acting as the primary contact with management regarding audit findings.
BankingFinanceFinancial Services
Responsibilities
Contributes to the Audit planning process for specific businesses/ functional units, including audit plans, resource requirements and budgets
Has overall responsibility for completion of audits. Plans and leads audits and oversees staff working on multiple audits, forming conclusions, communicating scope/findings to business line
Performs testing of critical areas of audit. Performs review of audit documentation. Oversees findings follow up and issue validation
Ensures audits are executed and completed in accordance with established standards and within prescribed time, budget and scope parameters to ensure deadlines are met
Oversees a small to medium sized team assigned to a given audit and provide coaching and feedback on performance throughout the audit
Evaluates internal and external risks for assigned business lines and/or functions utilizing their subject matter expertise
Acts as primary contact with management regarding audit scope, findings and status
Qualification
Required
Undergraduate degree required
7+ years of relevant experience
Preferred
Competence in tools such as Excel, Power BI etc
Certifications: CAMS, CFE, CFCS, CRCM, CIA, CPA, CA
Understanding of laws such as BSA, OFAC, FATF
Ability to assess mapping of regulatory requirements to internal controls
Financial Crimes Risk Assessment
Assess audits over KYC/Customer due diligence expertise
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Company
TD Securities
TD Securities is an investment banking that offers global transaction, M&A advisory, foreign exchange, and equity research services.
5001-10000 employees
H1B Sponsorship
TD Securities has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2025 (70)
2024 (49)
2023 (37)
2022 (31)
2021 (27)
2020 (30)
Funding
Current Stage
Late StageLeadership Team
Rona Ambrose
Deputy Chairwoman
Recent News
2026-01-14
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