Balyasny Asset Management L.P. · 1 week ago
Compliance Officer, Expert Networks
NYC Metro Area
Full-time
Onsite
Entry, Mid Level
$115K/yr - $190K/yr
2+ years expBalyasny Asset Management is seeking an experienced Compliance Officer for its New York office. The primary focus will be to assist the Compliance Department with reviewing and approving Expert Network Requests and providing compliance oversight to investment and non-investment staff in the US offices.
Responsibilities
Review and approve expert network requests from investment team members
Chaperone expert network calls, document and track all calls and meeting notes
Reviewing subject expert meeting requests
Conducting new hire and annual trainings
Assisting the team on the Compliance Annual review process
Review new hire exams, escalate when necessary
Assist with e-communications review and surveillance to detect any BAM Compliance policy breaches
Assist with preparation and completion of various regulatory filings
Assist the Senior Compliance Counsel on data/research compliance matters
Handling compliance inquiries and providing oversight and guidance to the investment and non-investment staff
Assist the Compliance Department with ongoing regulatory requirements and enforcing Compliance policies
Escalate matters to Compliance management as necessary
Participate in ad-hoc requests as needed
Qualification
Required
Bachelor's Degree required
2 or more years of expert network experience
Compliance or legal experience with an investment adviser or broker-dealer
Strong organizational and research skills
Ability to juggle multiple tasks when necessary
Ability to work independently and excel in a high intensity environment
High standard of professionalism in all dealings with internal staff and any external partners, clients and regulatory agencies
Strong written and verbal communication skills
Outstanding attention to detail
Company
Balyasny Asset Management L.P.
Balyasny Asset Management (BAM) is a diversified global investment firm founded in 2001 by Dmitry Balyasny, Scott Schroeder, and Taylor O'Malley.
1001-5000 employees
H1B Sponsorship
Balyasny Asset Management L.P. has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
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Trends of Total Sponsorships
2025 (107)
2024 (85)
2023 (39)
2022 (44)
2021 (28)
2020 (18)
Funding
Current Stage
Late StageLeadership Team
David Black
Managing Director Business Development
J
Jeremy Brunelli
Data Science & AI | Managing Director, Head of Geospatial & Alt Data Research
Recent News
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