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Wells Fargo · 2 hours ago

Securities Operations Associate

CHARLOTTE, NC

Full-time

Hybrid

New Grad, Entry Level

0+ years exp

Wells Fargo is seeking a Securities Operations Associate for their Wealth and Investment Management division. The role involves participating in lifecycle support tasks and identifying opportunities for process improvements within Securities Operations, as well as collaborating with peers and customers to resolve issues and achieve goals.

BankingFinancial ServicesFinTechInsurancePayments

No H1B

Responsibilities

Participate in low complexity lifecycle support tasks and help identify opportunities for process improvements within Securities Operations

Processes supported include Purchases, Redemptions, Capital Calls, Incoming/Outgoing Transfers, Re-registrations, Corporate Actions, Commissions, Outside Investment Products Review and Annual Outside Investment Fees

Review basic or tactical issues, policies or procedures for which answers can be quickly obtained, related to low-risk tasks and deliverables with narrower impact

Receive direction from manager and exercise judgment within defined parameters related to resolving situations on a full process within a trade environment, while developing understanding of various functions, policies, and procedures

Provide information to, collaborate, and consult with peers, colleagues and managers, including internal and external customers, to resolve issues and achieve goals

Build expertise in operational processes including client account onboarding, cash payments, customer service, funding operations, custodial operations, securities settlement services, structured loan operations, and general ledger reconciliation

Assist in gathering data to support resolution of issues; review and analyze functional operational tasks that require research and evaluation

Resolve low complexity escalated issues within the scope of responsibility in Security Operations

Research low complexity business risks, provide input into policies, enhance customer satisfaction, and review time sensitive documents and transaction requests

Maintain clear understanding of Alternative Investment Products and process solutions available to the front office

Support overall effectiveness of the team according to plans; monitor daily securities and cash related production work

Contribute to implementation of projects, new or revised processes, and procedures that require coordination among operation teams and may perform analysis for initiatives that support business strategies

Qualification

Securities Operations experienceCustomer service focusComplex transaction handlingRelationship buildingProcess improvementFraud identificationTeam collaborationCommunication skills

Required

6+ months of Securities Operations experience, or equivalent demonstrated through one or a combination of the following: work experience, training, military experience, education