TD · 2 days ago
Business Line Liaison (US) - Control Management
United States
Full-time
Remote
Mid, Senior Level
$72K/yr - $118K/yr
5+ years expTD Bank is one of the world's leading global financial institutions, and they are seeking a Business Line Liaison for Control Management. The role involves supporting the Deposit Operations Line of Business in issues management and remediation activities, collaborating with various stakeholders to ensure compliance and alignment with remediation efforts.
BankingFinanceFinancial ServicesWealth Management
Responsibilities
Acts as the point of contact for the Line of Business areas of responsibility (LOB) for any potential self-identified findings and document the control breakdown and root cause & communicate to relevant parties, taking the lead on low and some medium findings, and potentially drafting for some high risk findings
Acts as the point of contact for the SSG&C Audit/Exams and remediation team for any key information, actions, responses, or remediation required by the LOB; Coordinates with the LOB to fulfill these requests, or for other tasks as required
Draft action plans for all issues and findings within LOB
Coordinates all closure activities to ensure all action plan deliverables are met, and document the remediation implemented by the business, and provide any necessary guidance or conduct any necessary activities for the LOB
Prepares all closure packages or required templates for all findings and issues in the LOB, get LOB approval, and submit to 1B SSGC
Acts as the point of contact for the LOB for any potential incidents/events and notify or engage the Operational Risk and Framework Execution pillars of the 1-B (SSG&C) as required
Coordinates the fulfillment of any requests by an Examiner, Auditor, or other requestor, working with the LOB, drafting commentary or other deliverables as required
Acts as the point of contact for any potential issues from exams, reviews, or other testing, to ensure LOB management is aware, and participate in the information gathering and discussions on the finding
Supports the LOB BCP, ensure the plan is up to date, in line with the risk appetite, and all annual activities are completed as required
Assists the LOB in identifying process impacts and change requirements related to regulatory projects managed by the Compliance Regulatory Office
Acts as the point of contact for the 1B QC testing team, and provide responses to address 1B QC testing questions, remediation, or other actions as required, coordinating those responses with the LOB. Including but not limited to Compliance, ORM, and RCR Credit findings
Serves as the primary representation at the QC Weekly status report meeting for LOB to discuss all failures, and determine if an issue needs to be opened
Coordinates the completion of any required change management forms (including the CRA, PIA, and DIA), and support the change management initiatives as needed
Supports changes for Policies and Procedures as required, in partnership with the Business Management Group (BMG)
Supports other processes or deliverables for SSG&C on behalf of the business line – including but not limited to: EUCs, Models, and Vendor Management as needed
Qualification
Required
Bachelors Degree and/or equivalent experience
5 plus years Business Line Experience in Core Bank Operations
Strong Understanding of Risk & Controls
Experience drafting Risk & Control documentation including, but not limited to: Issue responses, action plans, issue summaries, or other audit or regulator commentary
Project management experience to manage multiple requests and projects
Strong communication skills, both written and verbal, including with executive management
Benefits
Health and well-being benefits
Savings and retirement programs
Paid time off (including Vacation PTO, Flex PTO, and Holiday PTO)
Banking benefits and discounts
Career development
Reward and recognition
Company
The Toronto-Dominion Bank & its subsidiaries are collectively known as TD Bank Group (TD).
10001+ employees
H1B Sponsorship
TD has a track record of offering H1B sponsorships. Please note that this does not
guarantee sponsorship for this specific role. Below presents additional info for your
reference. (Data Powered by US Department of Labor)
Distribution of Different Job Fields Receiving Sponsorship
Represents job field similar to this job
Trends of Total Sponsorships
2022 (1)
2020 (6)
Funding
Current Stage
Late StageTotal Funding
$65MKey Investors
U.S. Department of the Treasury
2023-10-03Grant· $65M
Leadership Team
Brian Jacobson
Chief of Staff to the CEO, TD Bank, America's Most Convenient Bank
F
Foster Glenn
SVP, Chief Information Security Officer
Recent News
2026-01-11
Winnipeg Free Press
2026-01-09
2026-01-06
Company data provided by crunchbase