Hancock Whitney · 1 month ago
Manager, Corporate Compliance Testing
Hancock Whitney Center - New Orleans, LA
Full-time
Onsite
Mid, Senior Level
5+ years expHancock Whitney is a financial institution looking for a Manager of Corporate Compliance Testing. The role involves overseeing regulatory compliance programs and managing a team to ensure adherence to consumer regulations and internal policies.
BankingFinancial Services
Responsibilities
Oversees first-line compliance guidance and oversight provided to the lines of business
Serves as Subject Matter Expert (SME) and liaison to the compliance department for regulatory compliance matters
Oversees a team of specialists who monitor compliance to Consumer regulations including but not limited to the following as assigned: Equal Credit Opportunity Act, Consumer Protection in Sales of Insurance, Truth in Lending Act, , HUD Home-ownership Counseling Requirements, Fair Credit Reporting Act/FACT Act, , Flood Insurance Requirements, HUD’s Real Estate Settlement Procedures Act, Service members Civil Relief Act, Expedited Funds Availability Act, Truth in Savings Act, , , FDIC Advertising Rules, Reserve Requirements of Depository Institutions, Electronic Fund Transfer Act, and Non-deposit Investment Products
Oversees compliance reviews completed by team in all pertinent areas of the Bank for procedures and compliance relative to the respective regulations as assigned
Monitors the maintenance of records of all internal testing of required banking, state and federal regulations
Reviews final compliance audit reports to inform the appropriate managers of exceptions, violations, or deficiencies
Oversees and ensures risk assessments are completed in a timely manner
Ensures that the policies and procedures of the organization that are impacted by consumer compliance regulations comply with all applicable laws and regulations
Reviews and interprets new and pending laws and regulations which potentially affect the organization's business practices
Coordinates the development or revision of policies, procedures, contracts, and agreements to ensure compliance and communicates changes recommended to impacted areas of the organization
Works with top management on strategic planning activities to ensure and enhance organizational compliance with all applicable laws and regulations
Cooperates with general counsel as requested on matters involving questions regarding the organization's compliance with applicable laws and regulations
Prepares written reports on compliance matters indicating compliance with laws and regulations as well as areas of non-compliance for senior management and Board reporting
Balances regulatory requirements with the best interests of the bank and its clients in determining the best course of action on particular compliance issues
Performs compliance duties as may be required with bank acquisitions and consolidations or sales of branches
May function as department representative to corporate operations committees on special projects (i.e., new products, mergers/acquisitions, sales of branches, etc.)
Disseminates information and advises staff regarding new and existing laws and regulations
Performs other duties and special projects as assigned by Senior Management
Incumbent is required to comply with all applicable federal, state, and local banking and industry related laws and regulations including but not limited to the Bank Secrecy Act
Participate in all applicable committees as assigned as a member and/or participant to insure knowledge relative to these activities is communicated to all levels of management
Remain in tune with industry best practices in regard to all functions
Serves as point person for all internal and external audits conducted in connection with these activities
Whenever necessary, provide needed support for all disaster recovery plans and related activities
Qualification
Required
Bachelor's Degree required
5 years of banking experience preferably in a compliance function required
Knowledge of federal and state compliance laws related to banking
Proficiency with Microsoft Office products
Excellent communication, analytical, client service, and organizational skills
Ability to work effectively with all levels of personnel
Strong presentation and training skills
Preferred
Certified Regulatory Compliance Manager (CRCM) designation or a similar certification highly preferred
Company
Hancock Whitney
Hancock Whitney is offers a wide array of banking and financial services.
1001-5000 employees
Funding
Current Stage
Late StageLeadership Team
Mike Achary
CFO
Shane Loper
Chief Operating Officer
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