FINRA ยท 10 hours ago
Summer 2026 Undergraduate Intern -Finance, Accounting, Business - New York, NY, Chicago and Rockville, MD
FINRA is dedicated to providing you with an internship opportunity to gain knowledge and experience in the securities industry with an employer that places a high value on the professional and personal growth of our employees. The role involves assisting in various investigative processes and learning about regulatory compliance in the financial sector.
FinanceFinancial ServicesNon Profit
Responsibilities
Assisting investigators and managers with the investigative processes
Analysis of surveillance alerts, trade data and other evidence obtained in connection with Financial Crimes investigations
Learning how to determine member firm regulatory compliance
Assisting in reviewing and analyzing customer complaints and investigations
Assisting with reviewing, analyzing, and comparing documents and information on firm finances, policies, procedures, practices, and products to security industry rules, regulations and guidelines
Assisting in preparing memoranda and reports regarding investigations
Collecting, preparing and itemizing exhibits for reports of investigations
Assisting in collecting historical pricing data utilizing market trade data and prepare FINRA's examination schedules
Performing research on various matters
Qualification
Required
Enrollment in the final two years of degree program in Finance, Accounting, Business Administration or related program
Strong work ethic, positive attitude and professional demeanor
Ability to work with others to meet deadlines
Proficiency in Microsoft Office
Ability to perform multiple tasks efficiently and accurately
Preferred
Work experience in a financial, brokerage or investment environment is a plus
Benefits
Comprehensive health, dental and vision insurance
Basic life, accidental death and dismemberment, supplemental life, spouse/domestic partner and dependent life, and spouse/domestic partner and dependent accidental death and dismemberment, short- and long-term disability, long-term care, business travel accident, disability and legal
401(k) plan with company match
FINRA-funded retirement contribution
Tuition reimbursement
Commuter benefits
Adoption assistance
Backup family care
Surrogacy benefits
Employee assistance
Wellness programs
15 days of paid time off
5 personal days
9 sick days
Two volunteer service days
Military leave
Jury duty leave
Bereavement leave
Voting and election official leave
Care of a family member leave
Childbirth and parental leave
Nine paid holidays
Company
FINRA
The Financial Industry Regulatory Authority (FINRA) is an independent regulator for securities firms doing business in the U.S. It is a sub-organization of Thrivent.
Funding
Current Stage
Late StageLeadership Team
Recent News
2026-01-06
Investment News
2026-01-06
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